Be advised. This firm is no longer registered.

Garda Financial

Garda Financial (CRD# 170354) is a financial advisory firm headquartered in Salt Lake City, UT. They manage $15,000,000 in 110 accounts and serve the financial needs of clients across 15 states (or territories).

By the Numbers
  • Total Assets Under Management
    15
    MILLION
  • Total Number of Accounts
    110
    ACCOUNTS
  • Average Account Value
    $136,364
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, FL, IA, ID, IN, MA, MI, MN, NY, OH, TX, UT, WI

Financial Advisors at Garda Financial
Showing 1 - 1 of 1 top financial advisors.
1
Tom A. Brazill
CRD#: 4253833
Salt Lake City, UT
93
Wealthminder
score

Tom Brazill (CRD# 4253833) is an Investment Advisor Representative working at Garda Financial in Salt Lake City, UT and has over 17 years of experience in the finance industry.

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