Glorieta Group, LLC

Glorieta Group, LLC (CRD# 152829) is a financial advisory firm headquartered in , . They manage $10,000,000 in 62 accounts and serve the financial needs of clients across 1 states (or territories).

Current Firm Details
http://www.glorietagroup.com
By the Numbers
  • Total Assets Under Management
    10
    MILLION
  • Total Number of Accounts
    62
    ACCOUNTS
  • Average Account Value
    $161,290
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA

Financial Advisors at Glorieta Group, LLC
Showing 1 - 2 of 2 top financial advisors.
1
Kathleen Fardeen, financial advisor Carlsbad CA
Kathleen M. Fardeen
CRD#: 5750533
Carlsbad, CA
93
Wealthminder
score

Kathleen Fardeen (CRD# 5750533) is an Investment Advisor Representative working at Glorieta Group, LLC in Carlsbad, CA and has over 6 years of experience in the finance industry.

2
James Fardeen, financial advisor Carlsbad CA
James Fardeen
CRD#: 4798672
Carlsbad, CA
58
Wealthminder
score

James Fardeen (CRD# 4798672) is an Investment Advisor Representative working at Glorieta Group, LLC in Carlsbad, CA and has over 13 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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