Guggenheim Partners Investment Management, LLC

Guggenheim Partners Investment Management, LLC (CRD# 137432) is a financial advisory firm headquartered in Santa Monica, CA. They manage $150,831,832,178 in 222 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    150,832
    MILLION
  • Total Number of Accounts
    222
    ACCOUNTS
  • Average Account Value
    $679,422,667
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Guggenheim Partners Investment Management, LLC
Showing 1 - 9 of 9 top financial advisors.
1
Jayson B. Flowers
CRD#: 2649015
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401
93
Wealthminder
score

Jayson Flowers (CRD# 2649015) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 9 years of experience in the finance industry.

2
Katherine E. Maroon
CRD#: 5001801
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401
93
Wealthminder
score

Katherine Maroon (CRD# 5001801) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 6 years of experience in the finance industry.

3
Jennifer J. Nilles
CRD#: 1712263
330 Madison Avenue, 11th Floor, New York, NY 10017
93
Wealthminder
score

Jennifer Nilles (CRD# 1712263) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in New York, NY and has over 15 years of experience in the finance industry.

4
Leigh A. Poggio
CRD#: 2660890
135 East 57th Street, 21st Floor, New York, NY 10022
93
Wealthminder
score

Leigh Poggio (CRD# 2660890) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in New York, NY and has over 17 years of experience in the finance industry.

5
Eric S. Silvergold
CRD#: 2547959
135 East 57th Street, New York, NY 10022
93
Wealthminder
score

Eric Silvergold (CRD# 2547959) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in New York, NY and has over 20 years of experience in the finance industry.

6
Qi Yan
CRD#: 5338547
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401
93
Wealthminder
score

Qi Yan (CRD# 5338547) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 9 years of experience in the finance industry.

7
Anne B. Walsh
CRD#: 2671132
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401
90
Wealthminder
score

Anne Walsh (CRD# 2671132) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has 1 year of experience in the finance industry.

8
Blake A. Behrens
CRD#: 6209882
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401
89
Wealthminder
score

Blake Behrens (CRD# 6209882) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 3 years of experience in the finance industry.

9
Joseph R. Novelli
CRD#: 6462397
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401
67
Wealthminder
score

Joseph Novelli (CRD# 6462397) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has 1 year of experience in the finance industry.

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