Guggenheim Partners Investment Management, LLC

Guggenheim Partners Investment Management, LLC (CRD# 137432) is a financial advisory firm headquartered in Santa Monica, CA. They manage $189,904,445,618 in 255 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    189,904
    MILLION
  • Total Number of Accounts
    255
    ACCOUNTS
  • Average Account Value
    $744,723,316
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Guggenheim Partners Investment Management, LLC
Showing 1 - 10 of 10 top financial advisors.
1
Blake A. Behrens
CRD#: 6209882
Santa Monica, CA 90401

Blake Behrens (CRD# 6209882) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 6 years of experience in the finance industry.

2
Bradford R. Bracey
CRD#: 6225023
New York, NY 10017

Bradford Bracey (CRD# 6225023) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in New York, NY and has over 6 years of experience in the finance industry.

3
Katherine E. Cowan
CRD#: 5001801
Santa Monica, CA 90401

Katherine Cowan (CRD# 5001801) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 9 years of experience in the finance industry.

4
Jayson B. Flowers
CRD#: 2649015
Santa Monica, CA 90401

Jayson Flowers (CRD# 2649015) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 11 years of experience in the finance industry.

5
Ivan Luna
CRD#: 6501446
Santa Monica, CA 90401

Ivan Luna (CRD# 6501446) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 2 years of experience in the finance industry.

6
Jennifer J. Nilles
CRD#: 1712263
New York, NY 10017

Jennifer Nilles (CRD# 1712263) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in New York, NY and has over 17 years of experience in the finance industry.

7
John V. Palmer
CRD#: 5831232
New York, NY 10017

John Palmer (CRD# 5831232) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in New York, NY and has over 9 years of experience in the finance industry.

8
Leigh A. Poggio
CRD#: 2660890
New York, NY 10017

Leigh Poggio (CRD# 2660890) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in New York, NY and has over 19 years of experience in the finance industry.

9
Anne B. Walsh
CRD#: 2671132
Santa Monica, CA 90401

Anne Walsh (CRD# 2671132) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has 1 year of experience in the finance industry.

10
Qi Yan
CRD#: 5338547
Santa Monica, CA 90401

Qi Yan (CRD# 5338547) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 12 years of experience in the finance industry.

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