Guggenheim Partners Investment Management, LLC

Guggenheim Partners Investment Management, LLC (CRD# 137432) is a financial advisory firm headquartered in Santa Monica, CA. They manage $189,904,445,618 in 255 accounts and serve the financial needs of clients across 53 states (or territories).

Current Firm Details
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401
http://www.guggenheimpartners.com/
By the Numbers
  • Total Assets Under Management
    189,904
    MILLION
  • Total Number of Accounts
    255
    ACCOUNTS
  • Average Account Value
    $744,723,316
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Guggenheim Partners Investment Management, LLC
Showing 1 - 10 of 10 top financial advisors.
1
Blake Behrens, financial advisor Santa Monica CA
Blake A. Behrens
CRD#: 6209882
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401

Blake Behrens (CRD# 6209882) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 6 years of experience in the finance industry.

2
Bradford Bracey, financial advisor New York NY
Bradford R. Bracey
CRD#: 6225023
330 Madison Avenue, New York, NY 10017

Bradford Bracey (CRD# 6225023) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in New York, NY and has over 6 years of experience in the finance industry.

3
Katherine Cowan, financial advisor Santa Monica CA
Katherine E. Cowan
CRD#: 5001801
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401

Katherine Cowan (CRD# 5001801) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 9 years of experience in the finance industry.

4
Jayson Flowers, financial advisor Santa Monica CA
Jayson B. Flowers
CRD#: 2649015
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401

Jayson Flowers (CRD# 2649015) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 12 years of experience in the finance industry.

5
Ivan Luna, financial advisor Santa Monica CA
Ivan Luna
CRD#: 6501446
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401

Ivan Luna (CRD# 6501446) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 2 years of experience in the finance industry.

6
Jennifer Nilles, financial advisor Santa Monica CA
Jennifer J. Nilles
CRD#: 1712263
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401

Jennifer Nilles (CRD# 1712263) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 18 years of experience in the finance industry.

7
John Palmer, financial advisor New York NY
John V. Palmer
CRD#: 5831232
330 Madison Avenue, 11th Floor, New York, NY 10017

John Palmer (CRD# 5831232) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in New York, NY and has over 9 years of experience in the finance industry.

8
Leigh Poggio, financial advisor New York NY
Leigh A. Poggio
CRD#: 2660890
330 Madison Avenue, New York, NY 10017

Leigh Poggio (CRD# 2660890) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in New York, NY and has over 20 years of experience in the finance industry.

9
Anne Walsh, financial advisor Santa Monica CA
Anne B. Walsh
CRD#: 2671132
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401

Anne Walsh (CRD# 2671132) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has 1 year of experience in the finance industry.

10
Qi Yan, financial advisor Santa Monica CA
Qi Yan
CRD#: 5338547
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401

Qi Yan (CRD# 5338547) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 12 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Do not rely solely on the information on this page. The information may be inaccurate, incomplete or outdated. For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

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