Guggenheim Partners Investment Management, LLC

Guggenheim Partners Investment Management, LLC (CRD# 137432) is a financial advisory firm headquartered in Santa Monica, CA. They manage $150,831,832,178 in 222 accounts and serve the financial needs of clients across 52 states (or territories).

Current Firm Details
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401
http://www.guggenheiminvestments.com/
By the Numbers
  • Total Assets Under Management
    150,832
    MILLION
  • Total Number of Accounts
    222
    ACCOUNTS
  • Average Account Value
    $679,422,667
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Guggenheim Partners Investment Management, LLC
Showing 1 - 9 of 9 top financial advisors.
1
Jayson Flowers, financial advisor Santa Monica CA
Jayson B. Flowers
CRD#: 2649015
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401
93
Wealthminder
score

Jayson Flowers (CRD# 2649015) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 9 years of experience in the finance industry.

2
Katherine Maroon, financial advisor Santa Monica CA
Katherine E. Maroon
CRD#: 5001801
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401
93
Wealthminder
score

Katherine Maroon (CRD# 5001801) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 7 years of experience in the finance industry.

3
Jennifer Nilles, financial advisor New York NY
Jennifer J. Nilles
CRD#: 1712263
330 Madison Avenue, 11th Floor, New York, NY 10017
93
Wealthminder
score

Jennifer Nilles (CRD# 1712263) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in New York, NY and has over 15 years of experience in the finance industry.

4
Leigh Poggio, financial advisor New York NY
Leigh A. Poggio
CRD#: 2660890
135 East 57th Street, 21st Floor, New York, NY 10022
93
Wealthminder
score

Leigh Poggio (CRD# 2660890) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in New York, NY and has over 17 years of experience in the finance industry.

5
Eric Silvergold, financial advisor New York NY
Eric S. Silvergold
CRD#: 2547959
135 East 57th Street, New York, NY 10022
93
Wealthminder
score

Eric Silvergold (CRD# 2547959) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in New York, NY and has over 21 years of experience in the finance industry.

6
Qi Yan, financial advisor Santa Monica CA
Qi Yan
CRD#: 5338547
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401
93
Wealthminder
score

Qi Yan (CRD# 5338547) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 9 years of experience in the finance industry.

7
Anne Walsh, financial advisor Santa Monica CA
Anne B. Walsh
CRD#: 2671132
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401
90
Wealthminder
score

Anne Walsh (CRD# 2671132) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has 1 year of experience in the finance industry.

8
Blake Behrens, financial advisor Santa Monica CA
Blake A. Behrens
CRD#: 6209882
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401
89
Wealthminder
score

Blake Behrens (CRD# 6209882) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 3 years of experience in the finance industry.

9
Joseph Novelli, financial advisor Santa Monica CA
Joseph R. Novelli
CRD#: 6462397
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401
67
Wealthminder
score

Joseph Novelli (CRD# 6462397) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has 1 year of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Do not rely solely on the information on this page. The information may be inaccurate, incomplete or outdated. For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

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