Gupta Wealth Management, LLC

Gupta Wealth Management, LLC (CRD# 161721) is a financial advisory firm headquartered in San Diego, CA. They manage $1,058,749,585 in 1,521 accounts and serve the financial needs of clients across 8 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,059
    MILLION
  • Total Number of Accounts
    1,521
    ACCOUNTS
  • Average Account Value
    $696,088
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, FL, LA, MA, NH, NV, TX

Financial Advisors at Gupta Wealth Management, LLC
Showing 1 - 4 of 4 top financial advisors.
1
Norman C. Caldwell
CRD#: 4449086
1 Broward Blvd., Suite 700, Fort Lauderdale, FL 33301
93
Wealthminder
score

Norman Caldwell (CRD# 4449086) is an Investment Advisor Representative working at Gupta Wealth Management, LLC in Fort Lauderdale, FL and has over 15 years of experience in the finance industry.

2
Ajay K. Gupta
CRD#: 4294634
12760 High Bluff Drive, Suite 120, San Diego, CA 92130
93
Wealthminder
score

Ajay Gupta (CRD# 4294634) is an Investment Advisor Representative working at Gupta Wealth Management, LLC in San Diego, CA and has over 15 years of experience in the finance industry.

3
Sarah M. Oneill
CRD#: 6022425
12760 High Bluff Drive, Suite 120, San Diego, CA 92130
90
Wealthminder
score

Sarah Oneill (CRD# 6022425) is an Investment Advisor Representative working at Gupta Wealth Management, LLC in San Diego, CA and has over 3 years of experience in the finance industry.

4
Gillian E. Vapnek
CRD#: 2928814
12760 High Bluff Drive, Suite 120, San Diego, CA 92130
89
Wealthminder
score

Gillian Vapnek (CRD# 2928814) is an Investment Advisor Representative working at Gupta Wealth Management, LLC in San Diego, CA and has over 3 years of experience in the finance industry.

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