Gupta Wealth Management, LLC

Gupta Wealth Management, LLC (CRD# 161721) is a financial advisory firm headquartered in San Diego, CA. They manage $1,058,749,585 in 1,521 accounts and serve the financial needs of clients across 8 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,059
    MILLION
  • Total Number of Accounts
    1,521
    ACCOUNTS
  • Average Account Value
    $696,088
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, FL, LA, MA, NH, NV, TX

Financial Advisors at Gupta Wealth Management, LLC
Showing 1 - 4 of 4 top financial advisors.
1
Norman C. Caldwell
CRD#: 4449086
1 Broward Blvd., Suite 700, Fort Lauderdale, FL 33301
93
Wealthminder
score

Norman Caldwell (CRD# 4449086) is an Investment Advisor Representative working at Gupta Wealth Management, LLC in Fort Lauderdale, FL and has over 16 years of experience in the finance industry.

2
Ajay K. Gupta
CRD#: 4294634
12760 High Bluff Drive, Suite 120, San Diego, CA 92130
93
Wealthminder
score

Ajay Gupta (CRD# 4294634) is an Investment Advisor Representative working at Gupta Wealth Management, LLC in San Diego, CA and has over 16 years of experience in the finance industry.

3
Sarah M. Oneill
CRD#: 6022425
12760 High Bluff Drive, Suite 120, San Diego, CA 92130
90
Wealthminder
score

Sarah Oneill (CRD# 6022425) is an Investment Advisor Representative working at Gupta Wealth Management, LLC in San Diego, CA and has over 4 years of experience in the finance industry.

4
Gillian E. Vapnek
CRD#: 2928814
12760 High Bluff Drive, Suite 120, San Diego, CA 92130
89
Wealthminder
score

Gillian Vapnek (CRD# 2928814) is an Investment Advisor Representative working at Gupta Wealth Management, LLC in San Diego, CA and has over 4 years of experience in the finance industry.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.