Harbour Investments, Inc.

Harbour Investments, Inc. (CRD# 19258) is a financial advisory firm headquartered in Madison, WI. They manage $552,375,531 in 2,508 accounts and serve the financial needs of clients across 45 states (or territories).

By the Numbers
  • Total Assets Under Management
    552
    MILLION
  • Total Number of Accounts
    2,508
    ACCOUNTS
  • Average Account Value
    $220,245
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Harbour Investments, Inc.
Showing 1 - 10 of 148 top financial advisors.
1
Pamela K. Ahlers
CRD#: 1593463
15311 W. Vantage Pkwy #160, Houston, TX 77032
96
Wealthminder
score

Pamela Ahlers (CRD# 1593463) is an Investment Advisor Representative working at Harbour Investments, Inc. in Houston, TX and has over 30 years of experience in the finance industry. Pamela Ahlers has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
John R. Augustin
CRD#: 1771066
Brookfield, WI
96
Wealthminder
score

John Augustin (CRD# 1771066) is an Investment Advisor Representative working at Harbour Investments, Inc. in Brookfield, WI and has over 28 years of experience in the finance industry.

3
Aaron J. Cade
CRD#: 3131685
117 W Court St, Suite A, Viroqua, WI 54665
96
Wealthminder
score

Aaron Cade (CRD# 3131685) is an Investment Advisor Representative working at Harbour Investments, Inc. in Viroqua, WI and has over 18 years of experience in the finance industry. Aaron Cade has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Joseph A. Catanzarite
CRD#: 4759525
South Bend, IN
96
Wealthminder
score

Joseph Catanzarite (CRD# 4759525) is an Investment Advisor Representative working at Harbour Investments, Inc. in South Bend, IN and has over 12 years of experience in the finance industry. Joseph Catanzarite has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
James R. Franke
CRD#: 1686864
Waukesha, WI
96
Wealthminder
score

James Franke (CRD# 1686864) is an Investment Advisor Representative working at Harbour Investments, Inc. in Waukesha, WI and has over 29 years of experience in the finance industry.

6
Jay D. Hinkens
CRD#: 4754606
2417 Parmenter Street, Middleton, WI 53562
96
Wealthminder
score

Jay Hinkens (CRD# 4754606) is an Investment Advisor Representative working at Harbour Investments, Inc. in Middleton, WI and has over 12 years of experience in the finance industry. Jay Hinkens has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Ben C. Kaufmann
CRD#: 265356
352 South Broadway, Lexington, KY 40508
96
Wealthminder
score

Ben Kaufmann (CRD# 265356) is an Investment Advisor Representative working at Harbour Investments, Inc. in Lexington, KY and has over 31 years of experience in the finance industry. Ben Kaufmann has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Jon P. Lebaron
CRD#: 2597486
211 North Chestnut Street, Reed City, MI 49677
96
Wealthminder
score

Jon Lebaron (CRD# 2597486) is an Investment Advisor Representative working at Harbour Investments, Inc. in Reed City, MI and has over 21 years of experience in the finance industry. Jon Lebaron has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Richard L. Lebaron
CRD#: 304813
211 North Chestnut Street, Reed City, MI 49677
96
Wealthminder
score

Richard Lebaron (CRD# 304813) is an Investment Advisor Representative working at Harbour Investments, Inc. in Reed City, MI and has over 32 years of experience in the finance industry.

10
Ryan P. Schmid
CRD#: 4316512
901 Kimball Ln, Suite 1200, Verona, WI 53593
96
Wealthminder
score

Ryan Schmid (CRD# 4316512) is an Investment Advisor Representative working at Harbour Investments, Inc. in Verona, WI and has over 15 years of experience in the finance industry. Ryan Schmid has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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