Horizons Sustainable Financial Services, Inc.

Horizons Sustainable Financial Services, Inc. (CRD# 164970) is a financial advisory firm headquartered in Santa Fe, NM. They manage $41,761,118 in 381 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Horizons Sustainable Financial Services, Inc.
Showing 1 - 2 of 2 top financial advisors.
Johann A. Klaassen
CRD#: 4280579
P.O. Box 836, Palmer Lake, CO 80133

Johann Klaassen (CRD# 4280579) is an Investment Advisor Representative working at Horizons Sustainable Financial Services, Inc. in Palmer Lake, CO and has over 15 years of experience in the finance industry.

Johann has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

Johann was also among the first in the nation to embrace the now-standard certification of Accredited Investment Fiduciary® and holds the 70th such accreditation ever issued. The Accredited Investment Fiduciary® (AIF®) designation certifies that the recipient has specialized knowledge of fiduciary standards of care and their application to the investment management process. To receive the AIF designation, individuals must complete a training program, successfully pass a comprehensive, closed-book final examination under the supervision of a proctor and agree to abide by the AIF Code of Ethics. In order to maintain the AIF designation, the individual must annually renew their affirmation of the AIF Code of Ethics and complete six hours of continuing education credits. The certification is administered by the Center for Fiduciary Studies, LLC (a Fiduciary360 (fi360) company).

Johann holds a BA from St. John’s College, Annapolis/Santa Fe, and Masters and PhD degrees from the Philosophy Department of Washington University, St. Louis, where he specialized in Ethics and Social Philosophy. He served on the faculties of Washington University, Webster University, Millikin University, the University of Colorado at Colorado Springs, the University of Central Arkansas, and the University of Idaho. He has published and lectured on many topics, including areas of environmental ethics, business ethics, and social bias in finance.

Kimberly A. Griego-Kiel
CRD#: 3165735
413 Grant Avenue, Suite B, Santa Fe, NM 87501

Kimberly Griego-Kiel (CRD# 3165735) is an Investment Advisor Representative working at Horizons Sustainable Financial Services, Inc. in Santa Fe, NM and has over 17 years of experience in the finance industry.

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