Hsbc Securities (usa) Inc.

Hsbc Securities (usa) Inc. (CRD# 19585) is a financial advisory firm headquartered in New York, NY. They manage $2,974,064,222 in 12,328 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    2,974
    MILLION
  • Total Number of Accounts
    12,328
    ACCOUNTS
  • Average Account Value
    $241,245
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Hsbc Securities (usa) Inc.
Showing 1 - 10 of 527 top financial advisors.
1
Ferris S. Ahn
CRD#: 2645211
415 John Carlyle Street, Alexandria, VA 22314
96
Wealthminder
score

Ferris Ahn (CRD# 2645211) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Alexandria, VA and has over 22 years of experience in the finance industry. Ferris Ahn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Ashwini Bhatnagar
CRD#: 3190118
330 Madison Avenue, Floor 12a, New York, NY 10017
96
Wealthminder
score

Ashwini Bhatnagar (CRD# 3190118) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 18 years of experience in the finance industry. Ashwini Bhatnagar has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Richard D. Cordell
CRD#: 859927
16311 Venture Blvd, Encino, CA 91436
96
Wealthminder
score

Richard Cordell (CRD# 859927) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Encino, CA and has over 10 years of experience in the finance industry. Richard Cordell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Joseph W. Davis
CRD#: 5715883
250 Park Ave., New York, NY 10017
96
Wealthminder
score

Joseph Davis (CRD# 5715883) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 8 years of experience in the finance industry. Joseph Davis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Wendy F. Feng
CRD#: 2786691
2301 86th Street, Brooklyn, NY 11214
96
Wealthminder
score

Wendy Feng (CRD# 2786691) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Brooklyn, NY and has over 21 years of experience in the finance industry. Wendy Feng has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Tiffany C. Ho
CRD#: 3179838
10745 S. De Anza Blvd, Cupertino, CA 95014
96
Wealthminder
score

Tiffany Ho (CRD# 3179838) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Cupertino, CA and has over 19 years of experience in the finance industry. Tiffany Ho has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
James G. Holland
CRD#: 2205488
452 Fifth Avenue, 6th Floor, New York, NY 10018
96
Wealthminder
score

James Holland (CRD# 2205488) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 20 years of experience in the finance industry.

8
Jennifer Kang
CRD#: 5032965
330 Madison Avenue, Floor 12a, New York, NY 10017
96
Wealthminder
score

Jennifer Kang (CRD# 5032965) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 7 years of experience in the finance industry. Jennifer Kang has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Jason M. Klager
CRD#: 5189545
10715 Continental Ave, Forest Hills, NY 11375
96
Wealthminder
score

Jason Klager (CRD# 5189545) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Forest Hills, NY and has over 11 years of experience in the finance industry. Jason Klager has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Diana L. Lara
CRD#: 5857728
1441 Brickell Avenue, 17th Floor, Miami, FL 33131
96
Wealthminder
score

Diana Lara (CRD# 5857728) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Miami, FL and has over 6 years of experience in the finance industry.

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