Hsbc Securities (usa) Inc.

Hsbc Securities (usa) Inc. (CRD# 19585) is a financial advisory firm headquartered in New York, NY. They manage $2,984,957,636 in 12,340 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    2,985
    MILLION
  • Total Number of Accounts
    12,340
    ACCOUNTS
  • Average Account Value
    $241,893
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Hsbc Securities (usa) Inc.
Showing 1 - 10 of 477 top financial advisors.
1
Joseph W. Davis
CRD#: 5715883
2 Park Avenue South, New York, NY 10016
96
Wealthminder
score

Joseph Davis (CRD# 5715883) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 6 years of experience in the finance industry. Joseph Davis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Wendy F. Feng
CRD#: 2786691
2301 86th Street, Brooklyn, NY 11214
96
Wealthminder
score

Wendy Feng (CRD# 2786691) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Brooklyn, NY and has over 20 years of experience in the finance industry. Wendy Feng has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Tiffany C. Ho
CRD#: 3179838
10745 S. De Anza Blvd, Cupertino, CA 95014
96
Wealthminder
score

Tiffany Ho (CRD# 3179838) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Cupertino, CA and has over 17 years of experience in the finance industry. Tiffany Ho has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
James G. Holland
CRD#: 2205488
452 Fifth Avenue, 6th Floor, New York, NY 10018
96
Wealthminder
score

James Holland (CRD# 2205488) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 19 years of experience in the finance industry.

5
Jason M. Klager
CRD#: 5189545
156-02 Aguilar Ave., Flushing, NY 11367
96
Wealthminder
score

Jason Klager (CRD# 5189545) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Flushing, NY and has over 10 years of experience in the finance industry. Jason Klager has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Vyacheslav Kuzmin
CRD#: 5809578
2411 Broadway, New York, NY 10024
96
Wealthminder
score

Vyacheslav Kuzmin (CRD# 5809578) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 6 years of experience in the finance industry. Vyacheslav Kuzmin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Lan Li
CRD#: 5033772
1350 Grant Rd #3, Mountain View, CA 94040
96
Wealthminder
score

Lan Li (CRD# 5033772) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Mountain View, CA and has over 11 years of experience in the finance industry. Lan Li has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Litao Mai
CRD#: 4863046
2151 Lemoine Avenue, Fort Lee, NJ 07024
96
Wealthminder
score

Litao Mai (CRD# 4863046) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Fort Lee, NJ and has over 11 years of experience in the finance industry. Litao Mai has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Jason M. Nieves
CRD#: 5621532
301 Columbus Avenue, New York, NY 10023
96
Wealthminder
score

Jason Nieves (CRD# 5621532) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 7 years of experience in the finance industry. Jason Nieves has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Yasmina Odjo
CRD#: 5603167
452 Fifth Avenue, 6th Floor, New York, NY 10018
96
Wealthminder
score

Yasmina Odjo (CRD# 5603167) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 7 years of experience in the finance industry.

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