Hsbc Securities (usa) Inc.
Hsbc Securities (usa) Inc. (CRD# 19585) is a financial advisory firm headquartered in New York, NY. They manage $2,984,957,636 in 12,340 accounts and serve the financial needs of clients across 52 states (or territories).
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Total Assets Under Management2,985MILLION
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Total Number of Accounts12,340ACCOUNTS
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Average Account Value$241,893
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Joseph Davis (CRD# 5715883) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 7 years of experience in the finance industry. Joseph Davis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Wendy Feng (CRD# 2786691) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Brooklyn, NY and has over 20 years of experience in the finance industry. Wendy Feng has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Tiffany Ho (CRD# 3179838) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Cupertino, CA and has over 18 years of experience in the finance industry. Tiffany Ho has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
James Holland (CRD# 2205488) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 19 years of experience in the finance industry.
Jason Klager (CRD# 5189545) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Flushing, NY and has over 11 years of experience in the finance industry. Jason Klager has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Vyacheslav Kuzmin (CRD# 5809578) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 6 years of experience in the finance industry. Vyacheslav Kuzmin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Lan Li (CRD# 5033772) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Mountain View, CA and has over 11 years of experience in the finance industry. Lan Li has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Litao Mai (CRD# 4863046) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Fort Lee, NJ and has over 12 years of experience in the finance industry. Litao Mai has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Jason Nieves (CRD# 5621532) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 8 years of experience in the finance industry. Jason Nieves has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Yasmina Odjo (CRD# 5603167) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 8 years of experience in the finance industry.