Imperial Capital Asset Management LLC

Imperial Capital Asset Management LLC (CRD# 108258) is a financial advisory firm headquartered in Palm Beach Gardens, FL. They manage $628,953,181 in 12 accounts and serve the financial needs of clients across 2 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
    629
    MILLION
  • Total Number of Accounts
    12
    ACCOUNTS
  • Average Account Value
    $52,412,765
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, FL

Financial Advisors at Imperial Capital Asset Management LLC
Showing 1 - 10 of 11 top financial advisors.
1
Paul Alotta
CRD#: 1663195
One Landmark Square, Suite 720, Stamford, CT 06901

Paul Alotta (CRD# 1663195) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Stamford, CT and has over 28 years of experience in the finance industry.

2
Megan A. Barnett
CRD#: 6330677
277 Park Avenue, 48th Floor, New York, NY 10172

Megan Barnett (CRD# 6330677) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in New York, NY and has over 3 years of experience in the finance industry.

3
Christopher A. Locicero
CRD#: 2315725
3801 Pga Boulevard, Suite 603, Palm Beach Gardens, FL 33410

Christopher Locicero (CRD# 2315725) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Palm Beach Gardens, FL and has over 26 years of experience in the finance industry.

4
Norman K. Ludtke
CRD#: 2419946
277 Park Avenue, 48th Floor, New York, NY 10172

Norman Ludtke (CRD# 2419946) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in New York, NY and has over 28 years of experience in the finance industry.

5
Mark C. Martis
CRD#: 1598950
3801 Pga Boulevard, Suite 603, Palm Beach Gardens, FL 33410

Mark Martis (CRD# 1598950) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Palm Beach Gardens, FL and has over 27 years of experience in the finance industry.

6
Jason W. Reese
CRD#: 1797886
3801 Pga Boulevard, Suite 603, Palm Beach Gardens, FL 33410

Jason Reese (CRD# 1797886) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Palm Beach Gardens, FL and has over 28 years of experience in the finance industry.

7
Booker H. Smith
CRD#: 6817634
277 Park Aveneue, 48th Fl, New York, NY 10172

Booker Smith (CRD# 6817634) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in New York, NY and has over 4 years of experience in the finance industry.

8
Jason A. Wangler
CRD#: 5334275
1330 Post Oak Blvd, Suite 2160, Houston, TX 77056

Jason Wangler (CRD# 5334275) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Houston, TX and has over 14 years of experience in the finance industry.

9
Randall E. Wooster
CRD#: 1822107
3801 Pga Boulevard, Suite 603, Palm Beach Gardens, FL 33410

Randall Wooster (CRD# 1822107) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Palm Beach Gardens, FL and has over 33 years of experience in the finance industry.

10
Matthew Kaplan
CRD#: 5172853
3801 Pga Boulevard, Suite 603, Palm Beach Gardens, FL 33410

Matthew Kaplan (CRD# 5172853) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Palm Beach Gardens, FL and has 1 year of experience in the finance industry.

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