Imperial Capital Asset Management LLC

Imperial Capital Asset Management LLC (CRD# 108258) is a financial advisory firm headquartered in Los Angeles, CA. They manage $245,429,296 in 11 accounts and serve the financial needs of clients across 1 states (or territories).

Current Firm Details
10100 Santa Monica Blvd., Suite 2400, Los Angeles, CA 90067
By the Numbers
  • Total Assets Under Management
    245
    MILLION
  • Total Number of Accounts
    11
    ACCOUNTS
  • Average Account Value
    $22,311,754
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA

Financial Advisors at Imperial Capital Asset Management LLC
Showing 1 - 10 of 11 top financial advisors.
1
Paul Alotta, financial advisor Stamford CT
Paul Alotta
CRD#: 1663195
One Landmark Square, Suite 720, Stamford, CT 06901

Paul Alotta (CRD# 1663195) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Stamford, CT and has over 27 years of experience in the finance industry.

2
Megan Barnett, financial advisor New York NY
Megan A. Barnett
CRD#: 6330677
277 Park Avenue, 48th Floor, New York, NY 10172

Megan Barnett (CRD# 6330677) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in New York, NY and has 1 year of experience in the finance industry.

3
Jeffrey Kessler, financial advisor Los Angeles CA
Jeffrey T. Kessler
CRD#: 2681876
10100 Santa Monica Blvd., Suite 2400, Los Angeles, CA 90067

Jeffrey Kessler (CRD# 2681876) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Los Angeles, CA and has over 17 years of experience in the finance industry.

4
Christopher Locicero, financial advisor Los Angeles CA
Christopher A. Locicero
CRD#: 2315725
10100 Santa Monica Blvd., Suite 2400, Los Angeles, CA 90067

Christopher Locicero (CRD# 2315725) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Los Angeles, CA and has over 24 years of experience in the finance industry.

5
Norman Ludtke, financial advisor New York NY
Norman K. Ludtke
CRD#: 2419946
277 Park Avenue, 48th Floor, New York, NY 10172

Norman Ludtke (CRD# 2419946) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in New York, NY and has over 26 years of experience in the finance industry.

6
Mark Martis, financial advisor Los Angeles CA
Mark C. Martis
CRD#: 1598950
10100 Santa Monica Blvd., Suite 2400, Los Angeles, CA 90067

Mark Martis (CRD# 1598950) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Los Angeles, CA and has over 25 years of experience in the finance industry.

7
Jason Reese, financial advisor Los Angeles CA
Jason W. Reese
CRD#: 1797886
10100 Santa Monica Blvd., Suite 2400, Los Angeles, CA 90067

Jason Reese (CRD# 1797886) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Los Angeles, CA and has over 26 years of experience in the finance industry.

8
Booker Smith, financial advisor New York NY
Booker H. Smith
CRD#: 6817634
277 Park Aveneue, 48th Fl, New York, NY 10172

Booker Smith (CRD# 6817634) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in New York, NY and has over 2 years of experience in the finance industry.

9
Jason Wangler, financial advisor Houston TX
Jason A. Wangler
CRD#: 5334275
1330 Post Oak Blvd, Suite 2160, Houston, TX 77056

Jason Wangler (CRD# 5334275) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Houston, TX and has over 13 years of experience in the finance industry.

10
Randall Wooster, financial advisor Los Angeles CA
Randall E. Wooster
CRD#: 1822107
10100 Santa Monica Blvd., Suite 2400, Los Angeles, CA 90067

Randall Wooster (CRD# 1822107) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Los Angeles, CA and has over 31 years of experience in the finance industry.

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Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

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