Imperial Capital Asset Management LLC

Imperial Capital Asset Management LLC (CRD# 108258) is a financial advisory firm headquartered in Palm Beach Gardens, FL. They manage $628,953,181 in 12 accounts and serve the financial needs of clients across 2 states (or territories).

Current Firm Details
3801 Pga Boulevard, Suite 603, Palm Beach Gardens, FL 33410
By the Numbers
  • Total Assets Under Management
    629
    MILLION
  • Total Number of Accounts
    12
    ACCOUNTS
  • Average Account Value
    $52,412,765
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, FL

Financial Advisors at Imperial Capital Asset Management LLC
Showing 1 - 10 of 11 top financial advisors.
1
Paul Alotta, financial advisor Stamford CT
Paul Alotta
CRD#: 1663195
One Landmark Square, Suite 720, Stamford, CT 06901

Paul Alotta (CRD# 1663195) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Stamford, CT and has over 28 years of experience in the finance industry.

2
Megan Barnett, financial advisor New York NY
Megan A. Barnett
CRD#: 6330677
277 Park Avenue, 48th Floor, New York, NY 10172

Megan Barnett (CRD# 6330677) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in New York, NY and has over 3 years of experience in the finance industry.

3
Christopher Locicero, financial advisor Palm Beach Gardens FL
Christopher A. Locicero
CRD#: 2315725
3801 Pga Boulevard, Suite 603, Palm Beach Gardens, FL 33410

Christopher Locicero (CRD# 2315725) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Palm Beach Gardens, FL and has over 26 years of experience in the finance industry.

4
Norman Ludtke, financial advisor New York NY
Norman K. Ludtke
CRD#: 2419946
277 Park Avenue, 48th Floor, New York, NY 10172

Norman Ludtke (CRD# 2419946) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in New York, NY and has over 28 years of experience in the finance industry.

5
Mark Martis, financial advisor Palm Beach Gardens FL
Mark C. Martis
CRD#: 1598950
3801 Pga Boulevard, Suite 603, Palm Beach Gardens, FL 33410

Mark Martis (CRD# 1598950) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Palm Beach Gardens, FL and has over 27 years of experience in the finance industry.

6
Jason Reese, financial advisor Palm Beach Gardens FL
Jason W. Reese
CRD#: 1797886
3801 Pga Boulevard, Suite 603, Palm Beach Gardens, FL 33410

Jason Reese (CRD# 1797886) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Palm Beach Gardens, FL and has over 28 years of experience in the finance industry.

7
Booker Smith, financial advisor New York NY
Booker H. Smith
CRD#: 6817634
277 Park Aveneue, 48th Fl, New York, NY 10172

Booker Smith (CRD# 6817634) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in New York, NY and has over 4 years of experience in the finance industry.

8
Jason Wangler, financial advisor Houston TX
Jason A. Wangler
CRD#: 5334275
1330 Post Oak Blvd, Suite 2160, Houston, TX 77056

Jason Wangler (CRD# 5334275) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Houston, TX and has over 14 years of experience in the finance industry.

9
Randall Wooster, financial advisor Palm Beach Gardens FL
Randall E. Wooster
CRD#: 1822107
3801 Pga Boulevard, Suite 603, Palm Beach Gardens, FL 33410

Randall Wooster (CRD# 1822107) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Palm Beach Gardens, FL and has over 33 years of experience in the finance industry.

10
Matthew Kaplan, financial advisor Palm Beach Gardens FL
Matthew Kaplan
CRD#: 5172853
3801 Pga Boulevard, Suite 603, Palm Beach Gardens, FL 33410

Matthew Kaplan (CRD# 5172853) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Palm Beach Gardens, FL and has 1 year of experience in the finance industry.

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Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

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