Janney Montgomery Scott LLC

Janney Montgomery Scott LLC (CRD# 463) is a financial advisory firm headquartered in Philadelphia, PA. They manage $81,346,579,088 in 203,125 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    81,347
    MILLION
  • Total Number of Accounts
    203,125
    ACCOUNTS
  • Average Account Value
    $400,475
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Janney Montgomery Scott LLC
Showing 31 - 40 of 1,255 top financial advisors.
31
Richard T. Avallon
CRD#: 8996
2150 Post Road, 2nd Floor, Fairfield, CT 06824

Richard Avallon (CRD# 8996) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Fairfield, CT and has over 38 years of experience in the finance industry. Richard Avallon has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

32
John F. Bacon
CRD#: 9757
814 North Highway A1a, Suite 203, Ponte Vedra Beach, FL 32082

John Bacon (CRD# 9757) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Ponte Vedra Beach, FL and has over 34 years of experience in the finance industry.

33
Charles L. Bailey
CRD#: 1519726
2150 Post Road, 2nd Floor, Fairfield, CT 06824

Charles Bailey (CRD# 1519726) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Fairfield, CT and has over 30 years of experience in the finance industry.

34
James A. Bakal
CRD#: 2082866
800 Post Road, 2nd Floor, Darien, CT 06820

James Bakal (CRD# 2082866) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Darien, CT and has over 31 years of experience in the finance industry.

35
John W. Baker
CRD#: 1286590
180 Glastonbury Blvd, Suite 302, Glastonbury, CT 06033

John Baker (CRD# 1286590) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Glastonbury, CT and has over 37 years of experience in the finance industry.

36
Sharland Baker
CRD#: 6080326
180 Glastonbury Blvd, Suite 302, Glastonbury, CT 06033

Sharland Baker (CRD# 6080326) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Glastonbury, CT and has over 7 years of experience in the finance industry.

37
Michael J. Ballestrini
CRD#: 5673728
800 Post Road, 2nd Floor, Darien, CT 06820

Michael Ballestrini (CRD# 5673728) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Darien, CT and has over 12 years of experience in the finance industry. Michael Ballestrini has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

38
Richard J. Ballou
CRD#: 1572301
3630 Peachtree Road Ne, Suite 850, Atlanta, GA 30326

Richard Ballou (CRD# 1572301) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Atlanta, GA and has over 34 years of experience in the finance industry.

39
Robert J. Banasiak
CRD#: 11694
309 Se Osceola Street, Suite 207/208, Stuart, FL 34994

Robert Banasiak (CRD# 11694) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Stuart, FL and has over 29 years of experience in the finance industry.

40
Andrew D. Banks
CRD#: 1715217
555 Long Wharf Drive, Long Wharf Maritime Center, 11th Floor, New Haven, CT 06511

Andrew Banks (CRD# 1715217) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in New Haven, CT and has over 30 years of experience in the finance industry.

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