Keeler Thomas Inc.

Keeler Thomas Inc. (CRD# 109522) is a financial advisory firm headquartered in Orem, UT. They manage $114,028,571 in 470 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    114
    MILLION
  • Total Number of Accounts
    470
    ACCOUNTS
  • Average Account Value
    $242,614
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, TX, UT

Financial Advisors at Keeler Thomas Inc.
Showing 1 - 9 of 9 top financial advisors.
1
Donald N. Swain
CRD#: 1400225
1327 South 800 East, Suite 100, Orem, UT 84097
96
Wealthminder
score

Donald Swain (CRD# 1400225) is an Investment Advisor Representative working at Keeler Thomas Inc. in Orem, UT and has over 22 years of experience in the finance industry. Donald Swain has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Charles J. Unice
CRD#: 1433701
1327 South 800 East Suite 100, Orem, UT 84097
96
Wealthminder
score

Charles Unice (CRD# 1433701) is an Investment Advisor Representative working at Keeler Thomas Inc. in Orem, UT and has over 30 years of experience in the finance industry.

3
John L. Unice
CRD#: 868350
1327 S 800 E, Suite 100, Orem, UT 84097
96
Wealthminder
score

John Unice (CRD# 868350) is an Investment Advisor Representative working at Keeler Thomas Inc. in Orem, UT and has over 19 years of experience in the finance industry. John Unice has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Marie Grover
CRD#: 5170348
1327 S. 800 East, Orem, UT 84097
93
Wealthminder
score

Marie Grover (CRD# 5170348) is an Investment Advisor Representative working at Keeler Thomas Inc. in Orem, UT and has over 9 years of experience in the finance industry.

5
Adam K. Jones
CRD#: 5485098
1327 S. 800 E., Suite 100, Orem, UT 84097
93
Wealthminder
score

Adam Jones (CRD# 5485098) is an Investment Advisor Representative working at Keeler Thomas Inc. in Orem, UT and has over 6 years of experience in the finance industry.

6
Clark J. Drishinski
CRD#: 5879481
1327 South 800 East, Suite 100, Orem, UT 84097
90
Wealthminder
score

Clark Drishinski (CRD# 5879481) is an Investment Advisor Representative working at Keeler Thomas Inc. in Orem, UT and has over 5 years of experience in the finance industry.

7
James A. Duke
CRD#: 5887880
1327 South 800 East, Suite 100, Orem, UT 84097
90
Wealthminder
score

James Duke (CRD# 5887880) is an Investment Advisor Representative working at Keeler Thomas Inc. in Orem, UT and has over 4 years of experience in the finance industry.

8
Richard K. Jones
CRD#: 1047598
1327 S 800 E, Suite 100, Orem, UT 84097
86
Wealthminder
score

Richard Jones (CRD# 1047598) is an Investment Advisor Representative working at Keeler Thomas Inc. in Orem, UT and has over 35 years of experience in the finance industry. Richard Jones has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Amy J. Marty
CRD#: 1595793
1327 S. 800 E. #100, Orem, UT 84097
83
Wealthminder
score

Amy Marty (CRD# 1595793) is an Investment Advisor Representative working at Keeler Thomas Inc. in Orem, UT and has over 22 years of experience in the finance industry.

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