Kms Financial Services, Inc.

Kms Financial Services, Inc. (CRD# 3866) is a financial advisory firm headquartered in Seattle, WA. They manage $6,400,114,753 in 29,380 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    6,400
    MILLION
  • Total Number of Accounts
    29,380
    ACCOUNTS
  • Average Account Value
    $217,839
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Kms Financial Services, Inc.
Showing 1 - 10 of 384 top financial advisors.
1
Kim C. Aasand
CRD#: 5638390
1400 W Benson Blvd #100, Anchorage, AK 99503

Kim Aasand (CRD# 5638390) is an Investment Advisor Representative working at Kms Financial Services, Inc. in Anchorage, AK and has over 11 years of experience in the finance industry.

2
Scott D. Abrahamson
CRD#: 4299120
4660 Ne Belknap Ct, Suite 221, Hillsboro, OR 97124

Scott Abrahamson (CRD# 4299120) is an Investment Advisor Representative working at Kms Financial Services, Inc. in Hillsboro, OR and has over 19 years of experience in the finance industry. Scott Abrahamson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Vicki Andrews
CRD#: 2202531
Des Moines, WA

Vicki Andrews (CRD# 2202531) is an Investment Advisor Representative working at Kms Financial Services, Inc. in Des Moines, WA and has over 26 years of experience in the finance industry.

4
Deanna L. Arnold-Frady
CRD#: 1949106
2001 Sixth Ave, Suite 2801, Seattle, WA 98121

Deanna Arnold-Frady (CRD# 1949106) is an Investment Advisor Representative working at Kms Financial Services, Inc. in Seattle, WA and has over 24 years of experience in the finance industry.

5
Kimberly S. Baker
CRD#: 2486696
275 West 3rd Street, Suite 600, Vancouver, WA 98660

Kimberly Baker (CRD# 2486696) is an Investment Advisor Representative working at Kms Financial Services, Inc. in Vancouver, WA and has over 25 years of experience in the finance industry. Kimberly Baker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Eric S. Ball
CRD#: 1270410
831a West Morton Avenue, Porterville, CA 93257

Eric Ball (CRD# 1270410) is an Investment Advisor Representative working at Kms Financial Services, Inc. in Porterville, CA and has over 23 years of experience in the finance industry. Eric Ball has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Jamison R. Banna
CRD#: 5409034
1821 South Ave West Suite #501, Missoula, MT 59801

Jamison Banna (CRD# 5409034) is an Investment Advisor Representative working at Kms Financial Services, Inc. in Missoula, MT and has over 10 years of experience in the finance industry.

8
John N. Banuelos
CRD#: 1727672
2350 W Shaw #101, Fresno, CA 93711

John Banuelos (CRD# 1727672) is an Investment Advisor Representative working at Kms Financial Services, Inc. in Fresno, CA and has over 23 years of experience in the finance industry. John Banuelos has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Robert J. Barnes
CRD#: 5394729
500 108th Ave Ne Suite 765, Bellevue, WA 98004

Robert Barnes (CRD# 5394729) is an Investment Advisor Representative working at Kms Financial Services, Inc. in Bellevue, WA and has over 11 years of experience in the finance industry. Robert Barnes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Garold W. Beard
CRD#: 1940200
Camano Island, WA

Garold Beard (CRD# 1940200) is an Investment Advisor Representative working at Kms Financial Services, Inc. in Camano Island, WA and has over 24 years of experience in the finance industry.

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