Liberty Financial Group, Inc.

Liberty Financial Group, Inc. (CRD# 111272) is a financial advisory firm headquartered in Elm Grove, WI. They manage $87,665,739 in 184 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    88
    MILLION
  • Total Number of Accounts
    184
    ACCOUNTS
  • Average Account Value
    $476,444
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, TX, WI

Financial Advisors at Liberty Financial Group, Inc.
Showing 1 - 3 of 3 top financial advisors.
1
June A. Schroeder
CRD#: 721425
700 Pilgrim Parkway, Suite 300, Elm Grove, WI 53122
96
Wealthminder
score

June Schroeder (CRD# 721425) is an Investment Advisor Representative working at Liberty Financial Group, Inc. in Elm Grove, WI and has over 37 years of experience in the finance industry. June Schroeder has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Richard A. Mikula
CRD#: 4675714
700 Pilgrim Pkwy, Suite 300, Elm Grove, WI 53122
93
Wealthminder
score

Richard Mikula (CRD# 4675714) is an Investment Advisor Representative working at Liberty Financial Group, Inc. in Elm Grove, WI and has over 12 years of experience in the finance industry.

3
Thomas M. Wargin
CRD#: 831840
700 Pilgrim Parkway, Suite 300, Elm Grove, WI 53122
90
Wealthminder
score

Thomas Wargin (CRD# 831840) is an Investment Advisor Representative working at Liberty Financial Group, Inc. in Elm Grove, WI and has 1 year of experience in the finance industry. Thomas Wargin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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