Lowery Thomas, LLC

Lowery Thomas, LLC (CRD# 110058) is a financial advisory firm headquartered in San Francisco, CA. They manage $132,297,350 in 253 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    132
    MILLION
  • Total Number of Accounts
    253
    ACCOUNTS
  • Average Account Value
    $522,914
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA

Financial Advisors at Lowery Thomas, LLC
Showing 1 - 3 of 3 top financial advisors.
1
Mark T. Vicencio
CRD#: 4105009
220 Montgomery Street, San Francisco, CA 94104
107
Wealthminder
score

Mark Vicencio (CRD# 4105009) is an Investment Advisor Representative working at Lowery Thomas, LLC in Orinda, CA and has over 17 years of experience in financial planning and investment advisory services.

 

Lowery Thomas, LLC focuses on investment advisory services, wealth management and comprehensive financial planning.  We are professionals with expertise in financial planning, taxes and investments.  Lowery Thomas has four Registered Investment Advisors including two CPAs and one Certified Financial Planner with a Masters in Taxation as principals of the firm.  With our firm wide expertise, the investment and financial planning process is more efficient and effective which results in better advice.

 

Lowery Thomas, LLC specializes in employee stock option planning for individuals working for technology companies. As a wealth managment firm, we help our clients in all phases of the stock option process from initial grant to developing a plan for stock accumulation, liquidation and diversification.

2
Kenneth G. Cala
CRD#: 4357683
120 Montgomery Street, Suite 1995, San Francisco, CA 94104
96
Wealthminder
score

Kenneth Cala (CRD# 4357683) is an Investment Advisor Representative working at Lowery Thomas, LLC in San Francisco, CA and has over 16 years of experience in the finance industry. Kenneth Cala has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
David J. Lowery
CRD#: 2704968
3685 Mt. Diablo Blvd., Suite 151, Lafayette, CA 94549
93
Wealthminder
score

David Lowery (CRD# 2704968) is an Investment Advisor Representative working at Lowery Thomas, LLC in Lafayette, CA and has over 21 years of experience in the finance industry.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.