Lpl Financial LLC

Lpl Financial LLC (CRD# 6413) is a financial advisory firm headquartered in Fort Mill, SC. They manage $404,176,194,148 in 1,517,995 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    404,176
    MILLION
  • Total Number of Accounts
    1,517,995
    ACCOUNTS
  • Average Account Value
    $266,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Lpl Financial LLC
Showing 1 - 10 of 16,038 top financial advisors.
1
Richard M. Gerbracht
CRD#: 5310387
Bay Village, OH

Richard Gerbracht (CRD# 5310387) is an Investment Advisor Representative working at Lpl Financial LLC in Bay Village, OH and has over 15 years of experience in the finance industry.

2
Nicholas T. Goode
CRD#: 4661126
2050 Livernois Rd Ste B, Troy, MI 48083

Nicholas Goode (CRD# 4661126) is an Investment Advisor Representative working at Center For Wealth Planning Advisors, Inc. in Troy, MI and has over 15 years of experience in the finance industry.

 

Nicholas Goode brings 15 years of financial services industry experience to a broad range of individuals, business owners, and professionals seeking comprehensive financial planning and wealth management strategies from an independent perspective. He specializes in helping small business owners, entrepreneurs, medical professionals, and their families develop investment and retirement income planning, and Social Security claiming strategies, providing personalized and unbiased advice and guidance. 

 

Nicholas is a financial advisor with experience in investment management, retirement income strategies, advanced life insurance planning, disability income protection, and estate planning. Before joining the Center For Wealth Planning Advisors, Inc. he was a financial services representative at State Farm VP Management Corp and, prior to that, a licensed insurance agent for a privately owned insurance agency. He holds his series 6, 7 and 63 with LPL Financial, and his 65 securities registration with Center For Wealth Planning Advisors and his state Life, Health, Property & Casualty Insurance licenses.

 

He is currently enrolled in the CFP® curriculum through the College for Financial Planning in Denver, Colorado. Nicholas earned his BBA degree in Finance from Walsh College of Accountancy & Business Administration in Troy, Michigan.

 

The Financial Consultants of the Center for Wealth Planning, Inc. are also Registered Representatives with and securities and advisory services are offered through LPL Financial, a Registered Investment Advisor. Member FINRA/SIPC.

 

For hyperlinks to FINRA and SIPC, please refer to the Contact Info section above.

 

For a list of states in which our consultants are registered to do business, please visit www.retire-plan.com 

 

Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness.

3
Kevin D. Christensen
CRD#: 5621865
1420 Kettner Blvd Ste 100 #126, San Diego, CA 92101

Kevin Christensen is an Investment Advisor Representative working at LPL Financial LLC in San Diego, CA and has over 12 years of experience in the finance industry.

4
Craig S. Johlfs
CRD#: 5267609
74900 Us Highway 111, Ste 221, Indian Wells, CA 92210

Craig Johlfs (CRD# 5267609) is an Investment Advisor Representative working at LPL Financial in Denver, CO.

 

Craig initially began his career at Waddell & Reed in early 2007. He identified with the firm’s approach to a client-centric and planning-driven approach to the client experience. Craig accomplishes this by utilizing a ‘strategy first’ holistic approach with product-agnostic recommendations.  

 

Although Craig has moved Broker Dealers to LPL Financial, what hasn’t changed is our dedication to his clients, their financial plans, and their money – a stewardship that he take very seriously. At the moment, he is having a lot of fun toggling between being a CFP® practitioner, a business owner, and an investor.  When not engaged in business, he enjoy spending time with my family, travelling, and pursuing lifelong hobbies.

 

Craig Johlfs has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

 

I became a financial advisor because I believe in the power of planning, positive habits, and self-progress…. and that this is the path to financial freedom which is one of the greatest of liberators”.   - Craig Johlfs, CFP®, MBA

5
Jason B. Piper
CRD#: 3012105
3651 Mars Hill Rd, Ste 600b, Watkinsville, GA 30677
Jason Piper (CRD# 3012105) is an Investment Advisor Representative working at Lpl Financial LLC in Statham, GA and has over 23 years of experience in the finance industry. Jason Piper has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
6
Scott C. Butera
CRD#: 2946276
4707 Executive Dr, San Diego, CA 92121

Scott Butera (CRD# 2946276) is an Investment Advisor Representative working at Lpl Financial LLC in San Diego, CA and has over 24 years of experience in the finance industry. Scott Butera has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

Web Site:

www.buterawealth.lpl.com

Phone:

240-855-0424

 

 

7
Robert Schermerhorn
CRD#: 1063197
18 Division Street, Ste 305, Saratoga Springs, NY 12866
Robert Schermerhorn (CRD# 1063197) is an Investment Advisor Representative working at Lpl Financial LLC in Saratoga Springs, NY and has over 34 years of experience in the finance industry. Robert Schermerhorn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
8
Kirsten B. Tangeman
CRD#: 2238419
1255 Treat Blvd Ste 300, Walnut Creek, CA 94597
Kirsten Tangeman-Herve (CRD# 2238419) is an Investment Advisor Representative working at Lpl Financial LLC in Walnut Creek, CA and has over 29 years of experience in the finance industry. Kirsten Tangeman-Herve has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
9
CRD#: 6155574
940 E Park Dr Ste 201 & 202, Harrisburg, PA 17111
(CRD# 6155574) is an Investment Advisor Representative working at Invest Financial Corporation in , PA and has over 2 years of experience in the finance industry.
10
Angelene C. Aadland
CRD#: 5801352
308 S. Main, Aberdeen, SD 57401

Angelene Aadland (CRD# 5801352) is an Investment Advisor Representative working at Lpl Financial LLC in Aberdeen, SD and has over 8 years of experience in the finance industry.

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