M. J. Smith And Associates

M. J. Smith And Associates (CRD# 110919) is a financial advisory firm headquartered in Greenwood Village, CO. They manage $691,829,463 in 1,863 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    692
    MILLION
  • Total Number of Accounts
    1,863
    ACCOUNTS
  • Average Account Value
    $371,352
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CO, TX

Financial Advisors at M. J. Smith And Associates
Showing 1 - 6 of 6 top financial advisors.
1
Mckenzie L. Ebbesen
CRD#: 5482156
5613 Dtc Parkway, #650, Greenwood Village, CO 80111
96
Wealthminder
score

Mckenzie Ebbesen (CRD# 5482156) is an Investment Advisor Representative working at M. J. Smith And Associates in Greenwood Village, CO and has over 7 years of experience in the finance industry. Mckenzie Ebbesen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Drew B. Harper
CRD#: 5251912
5613 Dtc Parkway, #650, Greenwood Village, CO 80111
96
Wealthminder
score

Drew Harper (CRD# 5251912) is an Investment Advisor Representative working at M. J. Smith And Associates in Greenwood Village, CO and has over 6 years of experience in the finance industry. Drew Harper has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Mark J. Smith
CRD#: 1173957
9635 Maroon Cir. #230, Englewood, CO 80112
96
Wealthminder
score

Mark Smith (CRD# 1173957) is an Investment Advisor Representative working at M. J. Smith And Associates in Englewood, CO and has over 33 years of experience in the finance industry. Mark Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Clint P. Thomas
CRD#: 4310393
5613 Dtc Parkway, #650, Greenwood Village, CO 80111
96
Wealthminder
score

Clint Thomas (CRD# 4310393) is an Investment Advisor Representative working at M. J. Smith And Associates in Greenwood Village, CO and has over 12 years of experience in the finance industry. Clint Thomas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Justina R. Welch
CRD#: 3276656
5613 Dtc Parkway, #650, Greenwood Village, CO 80111
96
Wealthminder
score

Justina Welch (CRD# 3276656) is an Investment Advisor Representative working at M. J. Smith And Associates in Greenwood Village, CO and has over 16 years of experience in the finance industry. Justina Welch has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Gerald B. Gill
CRD#: 2022866
5613 Dtc Parkway, #650, Greenwood Village, CO 80111
93
Wealthminder
score

Gerald Gill (CRD# 2022866) is an Investment Advisor Representative working at M. J. Smith And Associates in Greenwood Village, CO and has over 26 years of experience in the finance industry.

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