Merrill Lynch, Pierce, Fenner & Smith Incorporated

Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD# 7691) is a financial advisory firm headquartered in New York, NY. They manage $797,284,337,467 in 2,472,247 accounts and serve the financial needs of clients across 49 states (or territories).

By the Numbers
  • Total Assets Under Management
    797,284
    MILLION
  • Total Number of Accounts
    2,472,247
    ACCOUNTS
  • Average Account Value
    $322,494
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Showing 1 - 10 of 26,697 top financial advisors.
1
Scott A'hearn
CRD#: 5202152
Indianapolis, IN 46240

Scott A'hearn (CRD# 5202152) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Indianapolis, IN and has over 12 years of experience in the finance industry.

2
Riley S. Aalderink
CRD#: 6504831
Grand Rapids, MI 49503

Riley Aalderink (CRD# 6504831) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Grand Rapids, MI and has 1 year of experience in the finance industry.

3
Mostafa Aamer
CRD#: 4125056
Princeton, NJ 08540

Mostafa Aamer (CRD# 4125056) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Princeton, NJ and has over 8 years of experience in the finance industry.

4
Mohammed Aater
CRD#: 3250900
Woodland Hills, CA 91367

Mohammed Aater (CRD# 3250900) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Woodland Hills, CA and has over 18 years of experience in the finance industry.

5
Ken Abaca
CRD#: 5277252
Chandler, AZ 85224

Ken Abaca (CRD# 5277252) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Chandler, AZ and has over 12 years of experience in the finance industry.

6
Janine Abad
CRD#: 1223224
San Jose, CA 95113

Janine Abad (CRD# 1223224) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in San Jose, CA and has over 27 years of experience in the finance industry.

7
Mark A. Abadir
CRD#: 2130640
East Brunswick, NJ 08816

Mark Abadir (CRD# 2130640) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in East Brunswick, NJ and has over 27 years of experience in the finance industry.

8
Raul A. Aballi
CRD#: 1622075
Riverside, CA 92507

Raul Aballi (CRD# 1622075) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Riverside, CA and has over 32 years of experience in the finance industry.

9
Joni M. Abalos
CRD#: 2700256
Houston, TX 77056

Joni Abalos (CRD# 2700256) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Houston, TX and has over 22 years of experience in the finance industry.

10
Jemuel M. Abarientos
CRD#: 4876819
San Pedro, CA 90732

Jemuel Abarientos (CRD# 4876819) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in San Pedro, CA and has over 2 years of experience in the finance industry.

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