Mmc Securities LLC

Mmc Securities LLC (CRD# 103846) is a financial advisory firm headquartered in New York, NY. They serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Mmc Securities LLC
Showing 1 - 10 of 43 top financial advisors.
1
Robert M. Bray
CRD#: 5804791
1166 Avenue Of The Americas, New York, NY 10036
96
Wealthminder
score

Robert Bray (CRD# 5804791) is an Investment Advisor Representative working at Mmc Securities LLC in New York, NY and has over 5 years of experience in the finance industry.

2
Jesse M. Daniels
CRD#: 4792648
333 South 7th Street, Suite 1400, Minneapolis, MN 55402
96
Wealthminder
score

Jesse Daniels (CRD# 4792648) is an Investment Advisor Representative working at Mmc Securities LLC in Minneapolis, MN and has over 13 years of experience in the finance industry. Jesse Daniels has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Muriel G. Knapp
CRD#: 2263756
1050 Connecticut Ave Nw, 7th Floor, Washington, DC 20036
96
Wealthminder
score

Muriel Knapp (CRD# 2263756) is an Investment Advisor Representative working at Mmc Securities LLC in Washington, DC and has over 25 years of experience in the finance industry.

4
Cameron M. Wrennall
CRD#: 5672178
3031 North Rocky Point Drive West, Suite 700, Tampa, FL 33607
96
Wealthminder
score

Cameron Wrennall (CRD# 5672178) is an Investment Advisor Representative working at Mmc Securities LLC in Tampa, FL and has over 8 years of experience in the finance industry.

5
Brian M. Zito
CRD#: 4779305
100 North Tryon Street, Suite 3600, Charlotte, NC 28202
96
Wealthminder
score

Brian Zito (CRD# 4779305) is an Investment Advisor Representative working at Mmc Securities LLC in Charlotte, NC and has over 13 years of experience in the finance industry. Brian Zito has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Forest L. Banks
CRD#: 4759516
100 North Tryon Street, Suite 3600, Charlotte, NC 28202
93
Wealthminder
score

Forest Banks (CRD# 4759516) is an Investment Advisor Representative working at Mmc Securities LLC in Charlotte, NC and has over 14 years of experience in the finance industry.

7
Donna M. Bealla
CRD#: 2272911
100 North Tryon Street, Suite 3600, Charlotte, NC 28202
93
Wealthminder
score

Donna Bealla (CRD# 2272911) is an Investment Advisor Representative working at Mmc Securities LLC in Charlotte, NC and has over 25 years of experience in the finance industry.

8
Chris M. Blair
CRD#: 1336522
1225 17th Street, Suite 1400, Denver, CO 80202
93
Wealthminder
score

Chris Blair (CRD# 1336522) is an Investment Advisor Representative working at Mmc Securities LLC in Denver, CO and has over 10 years of experience in the finance industry.

9
Patrick J. Bushlack
CRD#: 4609511
333 South 7th Street, Suite 1400, Minneapolis, MN 55402
93
Wealthminder
score

Patrick Bushlack (CRD# 4609511) is an Investment Advisor Representative working at Mmc Securities LLC in Minneapolis, MN and has over 15 years of experience in the finance industry.

10
Scott A. Carroll
CRD#: 4824528
20 Church Street, Hartford, CT 06103
93
Wealthminder
score

Scott Carroll (CRD# 4824528) is an Investment Advisor Representative working at Mmc Securities LLC in Hartford, CT and has over 12 years of experience in the finance industry.

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