Mmc Securities LLC

Mmc Securities LLC (CRD# 103846) is a financial advisory firm headquartered in New York, NY. They serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Mmc Securities LLC
Showing 1 - 10 of 33 top financial advisors.
1
Jesse M. Daniels
CRD#: 4792648
333 South 7th Street, Suite 1400, Minneapolis, MN 55402
96
Wealthminder
score

Jesse Daniels (CRD# 4792648) is an Investment Advisor Representative working at Mmc Securities LLC in Minneapolis, MN and has over 12 years of experience in the finance industry. Jesse Daniels has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Charles R. Dobson
CRD#: 4233425
100 North Tryon Street, Suite 3600, Charlotte, NC 28202
96
Wealthminder
score

Charles Dobson (CRD# 4233425) is an Investment Advisor Representative working at Mmc Securities LLC in Charlotte, NC and has over 16 years of experience in the finance industry. Charles Dobson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Muriel G. Knapp
CRD#: 2263756
1050 Connecticut Ave Nw, 7th Floor, Washington, DC 20036
96
Wealthminder
score

Muriel Knapp (CRD# 2263756) is an Investment Advisor Representative working at Mmc Securities LLC in Washington, DC and has over 24 years of experience in the finance industry.

4
Forest L. Banks
CRD#: 4759516
100 North Tryon Street, Suite 3600, Charlotte, NC 28202
93
Wealthminder
score

Forest Banks (CRD# 4759516) is an Investment Advisor Representative working at Mmc Securities LLC in Charlotte, NC and has over 12 years of experience in the finance industry.

5
Chris M. Blair
CRD#: 1336522
1225 17th Street, Suite 1400, Denver, CO 80202
93
Wealthminder
score

Chris Blair (CRD# 1336522) is an Investment Advisor Representative working at Mmc Securities LLC in Denver, CO and has over 9 years of experience in the finance industry.

6
Scott A. Carroll
CRD#: 4824528
20 Church Street, Hartford, CT 06103
93
Wealthminder
score

Scott Carroll (CRD# 4824528) is an Investment Advisor Representative working at Mmc Securities LLC in Hartford, CT and has over 11 years of experience in the finance industry.

7
Christopher R. Codd
CRD#: 4218083
601 West Main, Spokane, WA 99201
93
Wealthminder
score

Christopher Codd (CRD# 4218083) is an Investment Advisor Representative working at Mmc Securities LLC in Spokane, WA and has over 16 years of experience in the finance industry.

8
Michael S. Daly
CRD#: 3141490
155 North Wacker Drive, 15th Floor, Chicago, IL 60606
93
Wealthminder
score

Michael Daly (CRD# 3141490) is an Investment Advisor Representative working at Mmc Securities LLC in Chicago, IL and has over 17 years of experience in the finance industry.

9
Kyle C. David
CRD#: 5483251
1225 17th Street, Suite 1400, Denver, CO 80202
93
Wealthminder
score

Kyle David (CRD# 5483251) is an Investment Advisor Representative working at Mmc Securities LLC in Denver, CO and has over 8 years of experience in the finance industry.

10
Alexandra M. Hall
CRD#: 5315804
1050 Connecticut Ave Nw, 7th Floor, Washington, DC 20036
93
Wealthminder
score

Alexandra Hall (CRD# 5315804) is an Investment Advisor Representative working at Mmc Securities LLC in Washington, DC and has over 9 years of experience in the finance industry.

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