Moors & Cabot, Inc.

Moors & Cabot, Inc. (CRD# 594) is a financial advisory firm headquartered in Boston, MA. They manage $1,058,347,181 in 2,218 accounts and serve the financial needs of clients across 31 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,058
    MILLION
  • Total Number of Accounts
    2,218
    ACCOUNTS
  • Average Account Value
    $477,163
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, CA, CO, CT, DC, FL, GA, IA, IL, IN, LA, MD, ME, MI, MO, NC, NH, NJ, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, VT, WA, WI

Financial Advisors at Moors & Cabot, Inc.
Showing 1 - 10 of 67 top financial advisors.
1
Anthony J. Dorval
CRD#: 3172316
941 West Morse Boulevart, Suite 125, Winter Park, FL 32789
96
Wealthminder
score

Anthony Dorval (CRD# 3172316) is an Investment Advisor Representative working at Moors & Cabot, Inc. in Winter Park, FL and has over 17 years of experience in the finance industry. Anthony Dorval has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Michael J. Egan
CRD#: 2124653
999 Vanderbilt Beach Road, Suite 102, Naples, FL 34108
96
Wealthminder
score

Michael Egan (CRD# 2124653) is an Investment Advisor Representative working at Moors & Cabot, Inc. in Naples, FL and has over 25 years of experience in the finance industry. Michael Egan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Gregory J. Lavine
CRD#: 4679157
111 Devonshire Street, Boston, MA 02109
96
Wealthminder
score

Gregory Lavine (CRD# 4679157) is an Investment Advisor Representative working at Moors & Cabot, Inc. in Boston, MA and has over 13 years of experience in the finance industry. Gregory Lavine has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Joseph A. Liotta
CRD#: 1111188
2196 East Main Street, Huntington, NY 11743
96
Wealthminder
score

Joseph Liotta (CRD# 1111188) is an Investment Advisor Representative working at Moors & Cabot, Inc. in Huntington, NY and has over 33 years of experience in the finance industry. Joseph Liotta has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Felix M. McCarthy
CRD#: 325110
196 East Main Street, Huntington, NY 11743
96
Wealthminder
score

Felix McCarthy (CRD# 325110) is an Investment Advisor Representative working at Moors & Cabot, Inc. in Huntington, NY and has over 36 years of experience in the finance industry. Felix McCarthy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Dennis E. Michels
CRD#: 3076196
941 West Morse Boulevart, Suite 125, Winter Park, FL 32789
96
Wealthminder
score

Dennis Michels (CRD# 3076196) is an Investment Advisor Representative working at Moors & Cabot, Inc. in Winter Park, FL and has over 18 years of experience in the finance industry. Dennis Michels has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Daniel J. Needham
CRD#: 835133
941 West Morse Boulevart, Suite 125, Winter Park, FL 32789
96
Wealthminder
score

Daniel Needham (CRD# 835133) is an Investment Advisor Representative working at Moors & Cabot, Inc. in Winter Park, FL and has over 23 years of experience in the finance industry.

8
Victor L. Berman
CRD#: 19738
111 Devonshire St, Boston, MA 02109
93
Wealthminder
score

Victor Berman (CRD# 19738) is an Investment Advisor Representative working at Moors & Cabot, Inc. in Boston, MA and has over 26 years of experience in the finance industry.

9
Michael C. Buchcar
CRD#: 4863340
111 Devonshire St., Boston, MA 02109
93
Wealthminder
score

Michael Buchcar (CRD# 4863340) is an Investment Advisor Representative working at Moors & Cabot, Inc. in Boston, MA and has over 11 years of experience in the finance industry.

10
Edward J. Burke
CRD#: 601465
Charlotte, NC
93
Wealthminder
score

Edward Burke (CRD# 601465) is an Investment Advisor Representative working at Moors & Cabot, Inc. in Charlotte, NC and has over 6 years of experience in the finance industry.

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