Nbt Capital Management, Inc.

Nbt Capital Management, Inc. (CRD# 104932) is a financial advisory firm headquartered in Johnson City, NY. They manage $1,725,466,935 in 1,216 accounts and serve the financial needs of clients across 16 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,725
    MILLION
  • Total Number of Accounts
    1,216
    ACCOUNTS
  • Average Account Value
    $1,418,970
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, CA, FL, IA, IL, IN, LA, MO, NC, NE, NH, NY, PA, TN, TX, WI

Financial Advisors at Nbt Capital Management, Inc.
Showing 1 - 3 of 3 top financial advisors.
1
Nancy D. Cleveland
CRD#: 1499216
220 E. Buffalo Street Suite 301, Milwaukee, WI 53202

Nancy Cleveland (CRD# 1499216) is an Investment Advisor Representative working at Nbt Capital Management, Inc. in Milwaukee, WI and has over 36 years of experience in the finance industry.

2
Ann B. Megan
CRD#: 5532696
220 E Buffalo Street Suite 301, Milwaukee, WI 53202

Ann Megan (CRD# 5532696) is an Investment Advisor Representative working at Nbt Capital Management, Inc. in Milwaukee, WI and has over 13 years of experience in the finance industry. Ann Megan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
John E. Rice
CRD#: 6085861
24752 Beachwood Road, Elberta, AL 36530

John Rice (CRD# 6085861) is an Investment Advisor Representative working at Nbt Capital Management, Inc. in Elberta, AL and has over 9 years of experience in the finance industry.

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