Nbt Capital Management, Inc.

Nbt Capital Management, Inc. (CRD# 104932) is a financial advisory firm headquartered in Johnson City, NY. They manage $1,157,566,042 in 840 accounts and serve the financial needs of clients across 7 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,158
    MILLION
  • Total Number of Accounts
    840
    ACCOUNTS
  • Average Account Value
    $1,378,055
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, FL, IL, NC, NY, PA, TX

Financial Advisors at Nbt Capital Management, Inc.
Showing 1 - 4 of 4 top financial advisors.
1
Kathleen O. Bartlow
CRD#: 1206217
520 Columbia Drive, Suite 103, Johnson City, NY 13790

Kathleen Bartlow (CRD# 1206217) is an Investment Advisor Representative working at Nbt Capital Management, Inc. in Johnson City, NY and has over 35 years of experience in the finance industry. Kathleen Bartlow has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Kevin J. Nester
CRD#: 5294565
456 Fulton Street, Suite 345, Peoria, IL 61602

Kevin Nester (CRD# 5294565) is an Investment Advisor Representative working at Nbt Capital Management, Inc. in Peoria, IL and has over 13 years of experience in the finance industry.

3
John E. Rice
CRD#: 6085861
24752 Beachwood Road, Elberta, AL 36530

John Rice (CRD# 6085861) is an Investment Advisor Representative working at Nbt Capital Management, Inc. in Elberta, AL and has over 7 years of experience in the finance industry.

4
Kenneth D. Rosplock
CRD#: 1123339
8506 Six Forks Road, Suite 203, Raleigh, NC 27615

Kenneth Rosplock (CRD# 1123339) is an Investment Advisor Representative working at Nbt Capital Management, Inc. in Raleigh, NC and has over 34 years of experience in the finance industry. Kenneth Rosplock has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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