Nfp Retirement Inc.

Nfp Retirement Inc. (CRD# 121254) is a financial advisory firm headquartered in Aliso Viejo, CA. They manage $78,717,910,074 in 3,797 accounts and serve the financial needs of clients across 32 states (or territories).

By the Numbers
  • Total Assets Under Management
    78,718
    MILLION
  • Total Number of Accounts
    3,797
    ACCOUNTS
  • Average Account Value
    $20,731,607
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AZ, CA, CO, DC, FL, GA, IA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MT, NC, NE, NY, OH, OR, PA, PR, SC, TN, TX, VA, WI, WY

Financial Advisors at Nfp Retirement Inc.
Showing 1 - 10 of 129 top financial advisors.
1
James V. Adam
CRD#: 4986401
120 Vantis, Suite 400, Aliso Viejo, CA 92656

James Adam (CRD# 4986401) is an Investment Advisor Representative working at Nfp Retirement Inc. in Aliso Viejo, CA and has over 16 years of experience in the finance industry.

2
Thomas B. Bastin
CRD#: 3261301
Weston, FL

Thomas Bastin (CRD# 3261301) is an Investment Advisor Representative working at Nfp Retirement Inc. in Weston, FL and has over 22 years of experience in the finance industry.

3
Charles T. Brocato
CRD#: 5762605
600 N. Broadway, Suite 115, Glendale, CO 80246

Charles Brocato (CRD# 5762605) is an Investment Advisor Representative working at Nfp Retirement Inc. in Glendale, CO and has over 12 years of experience in the finance industry.

4
Jennifer D. Brooks
CRD#: 6450619
San Francisco, CA

Jennifer Brooks (CRD# 6450619) is an Investment Advisor Representative working at Nfp Retirement Inc. in San Francisco, CA and has over 6 years of experience in the finance industry.

5
Anthony A. Cardinal
CRD#: 1907461
120 Vantis, Suite 400, Aliso Viejo, CA 92656

Anthony Cardinal (CRD# 1907461) is an Investment Advisor Representative working at Nfp Retirement Inc. in Aliso Viejo, CA and has over 33 years of experience in the finance industry.

6
Eric C. Carlson
CRD#: 6148345
120 Vantis, Suite 400, Aliso Viejo, CA 92656

Eric Carlson (CRD# 6148345) is an Investment Advisor Representative working at Nfp Retirement Inc. in Aliso Viejo, CA and has over 8 years of experience in the finance industry. Eric Carlson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Glenn M. Cassidy
CRD#: 4193108
120 Vantis, Suite 400, Aliso Viejo, CA 92656

Glenn Cassidy (CRD# 4193108) is an Investment Advisor Representative working at Nfp Retirement Inc. in Aliso Viejo, CA and has over 16 years of experience in the finance industry.

8
Charles F. Catagnus
CRD#: 1056892
Collegeville, PA

Charles Catagnus (CRD# 1056892) is an Investment Advisor Representative working at Nfp Retirement Inc. in Collegeville, PA and has over 28 years of experience in the finance industry.

9
Jonathan M. Coombs
CRD#: 6448182
120 Vantis, Suite 400, Aliso Viejo, CA 92656

Jonathan Coombs (CRD# 6448182) is an Investment Advisor Representative working at Nfp Retirement Inc. in Aliso Viejo, CA and has over 7 years of experience in the finance industry.

10
Morgan A. Davis
CRD#: 7028561
120 Vantis, Suite 400, Aliso Viejo, CA 92656

Morgan Davis (CRD# 7028561) is an Investment Advisor Representative working at Nfp Retirement Inc. in Aliso Viejo, CA and has over 3 years of experience in the finance industry.

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