Oppenheimer & Company Inc.

Oppenheimer & Company Inc. (CRD# 249) is a financial advisory firm headquartered in New York, NY. They manage $9,080,294,393 in 19,246 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    9,080
    MILLION
  • Total Number of Accounts
    19,246
    ACCOUNTS
  • Average Account Value
    $471,802
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Oppenheimer & Company Inc.
Showing 1 - 10 of 1,168 top financial advisors.
1
John Ginsbury
CRD#: 5814640
1 Financial Plaza, Suite 2110, Providence, RI 02903
100
Wealthminder
score
John Ginsbury (CRD# 5814640) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Providence, RI and has over 5 years of experience in the finance industry.
2
Daniel S. Tacktill
CRD#: 4624409
401 Broadhollow Rd, Suite 401, Melville, NY 11747
100
Wealthminder
score
Daniel Tacktill (CRD# 4624409) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Melville, NY and has over 14 years of experience in the finance industry.
3
Dennis P. Ayre
CRD#: 5365176
10880 Wilshire Boulevard, Los Angeles, CA 90024
98
Wealthminder
score
4
Virginia B. Saslow
CRD#: 5136430
800 Green Valley Road, Suite 300, Greensboro, NC 27408
98
Wealthminder
score

Virginia Saslow (CRD# 5136430) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Greensboro, NC and has over 29 years of experience in the finance industry.

 

5
Hugh D. Cunningham
CRD#: 2408203
85 Broad Street, 25th Floor,26th Floor, New York, NY 10004
96
Wealthminder
score

Hugh Cunningham (CRD# 2408203) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in New York, NY and has over 12 years of experience in the finance industry.

6
Jane G. Doyle
CRD#: 1995310
500 W. Madison, Suite 4000, Chicago, IL 60661
96
Wealthminder
score

Jane Doyle (CRD# 1995310) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Chicago, IL and has over 23 years of experience in the finance industry. Jane Doyle has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Karen E. Friedman
CRD#: 1506755
85 Broad Street, 22nd Floor., New York, NY 10004
96
Wealthminder
score

Karen Friedman (CRD# 1506755) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in New York, NY and has over 31 years of experience in the finance industry. Karen Friedman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Paul N. Gershon
CRD#: 221357
Mission Farms, 10601 Mission Road 3rd Flr, Leawood, KS 66206
96
Wealthminder
score

Paul Gershon (CRD# 221357) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Leawood, KS and has over 37 years of experience in the finance industry.

9
Michael E. Giliberto
CRD#: 1810309
1781 Highland Ave, Cheshire, CT 06410
96
Wealthminder
score

Michael Giliberto (CRD# 1810309) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Cheshire, CT and has over 23 years of experience in the finance industry.

10
Steven A. Gordon
CRD#: 1112019
750 Washington Blvd., 5th Floor, Stamford, CT 06901
96
Wealthminder
score

Steven Gordon (CRD# 1112019) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Stamford, CT and has over 25 years of experience in the finance industry. Steven Gordon has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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