Oppenheimer & Company Inc.

Oppenheimer & Company Inc. (CRD# 249) is a financial advisory firm headquartered in New York, NY. They manage $27,024,228,664 in 30,576 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    27,024
    MILLION
  • Total Number of Accounts
    30,576
    ACCOUNTS
  • Average Account Value
    $883,838
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Oppenheimer & Company Inc.
Showing 41 - 50 of 1,143 top financial advisors.
41
Martin J. Bannon
CRD#: 729021
9020 Stony Point Parkway, Suite 250, Richmond, VA 23235

Martin Bannon (CRD# 729021) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Richmond, VA and has over 41 years of experience in the finance industry.

42
Kay L. Barcus
CRD#: 1135686
711 Louisiana Street, 15th Floor, Houston, TX 77002

Kay Barcus (CRD# 1135686) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Houston, TX and has over 31 years of experience in the finance industry. Kay Barcus has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

43
Robert N. Barnes
CRD#: 1562854
One North Brentwood Boulevard, Suite 600, Saint Louis, MO 63105

Robert Barnes (CRD# 1562854) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Saint Louis, MO and has over 35 years of experience in the finance industry.

44
Michael D. Barocas
CRD#: 839350
666 3rd Avenue, New York, NY 10017

Michael Barocas (CRD# 839350) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in New York, NY and has over 40 years of experience in the finance industry.

45
Lisa M. Barone
CRD#: 2431092
360 Hamilton Avenue, 9th Floor, White Plains, NY 10601

Lisa Barone (CRD# 2431092) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in White Plains, NY and has over 27 years of experience in the finance industry.

46
Victor M. Barrionuevo
CRD#: 2794713
711 Louisiana Street, 15th Floor, Houston, TX 77002

Victor Barrionuevo (CRD# 2794713) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Houston, TX and has over 25 years of experience in the finance industry.

47
Christopher J. Barsky
CRD#: 5222045
85 Broad Street, 22nd Floor, New York, NY 10004

Christopher Barsky (CRD# 5222045) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in New York, NY and has over 6 years of experience in the finance industry.

48
Hugo V. Bartell
CRD#: 5942742
Charlotte, NC

Hugo Bartell (CRD# 5942742) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Charlotte, NC and has over 8 years of experience in the finance industry.

49
Eric R. Bartok
CRD#: 2380133
205 Town Center Drive, Suite 260, Virginia Beach, VA 23462

Eric Bartok (CRD# 2380133) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Virginia Beach, VA and has over 26 years of experience in the finance industry.

50
Ronald S. Baruch
CRD#: 872783
666 3rd Avenue, New York, NY 10017

Ronald Baruch (CRD# 872783) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in New York, NY and has over 41 years of experience in the finance industry.

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