Oppenheimer Asset Management

Oppenheimer Asset Management (CRD# 105559) is a financial advisory firm headquartered in New York, NY. They manage $12,157,733,000 in 34,787 accounts and serve the financial needs of clients across 47 states (or territories).

By the Numbers
  • Total Assets Under Management
    12,158
    MILLION
  • Total Number of Accounts
    34,787
    ACCOUNTS
  • Average Account Value
    $349,491
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, VA, VT, WA, WI

Financial Advisors at Oppenheimer Asset Management
Showing 1 - 5 of 5 top financial advisors.
1
Michael D. Richman
CRD#: 2342240
630 West Carmel Drive, Suite 250, Carmel, IN 46039
96
Wealthminder
score

Michael Richman (CRD# 2342240) is an Investment Advisor Representative working at Oppenheimer Asset Management in Carmel, IN and has over 24 years of experience in the finance industry.

2
Jeffrey A. Sutton
CRD#: 2697106
85 Broad Street, New York, NY 10004
96
Wealthminder
score

Jeffrey Sutton (CRD# 2697106) is an Investment Advisor Representative working at Oppenheimer Asset Management in New York, NY and has over 20 years of experience in the finance industry.

3
Peter M. Cadaret
CRD#: 2833000
200 Park Avenue, 24th Flr., New York, NY 10166
93
Wealthminder
score

Peter Cadaret (CRD# 2833000) is an Investment Advisor Representative working at Oppenheimer Asset Management in New York, NY and has over 20 years of experience in the finance industry.

4
Leo J. Dierckman
CRD#: 4825963
630 West Carmel Drive, Suite 250, Carmel, IN 46039
93
Wealthminder
score

Leo Dierckman (CRD# 4825963) is an Investment Advisor Representative working at Oppenheimer Asset Management in Carmel, IN and has over 13 years of experience in the finance industry.

5
Edward P. Harrington
CRD#: 2566682
200 Park Avenue, 24th Fl., New York, NY 10166
93
Wealthminder
score

Edward Harrington (CRD# 2566682) is an Investment Advisor Representative working at Oppenheimer Asset Management in New York, NY and has over 22 years of experience in the finance industry.

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