Pauley Financial

Pauley Financial (CRD# 113510) is a financial advisory firm headquartered in Flower Mound, TX. They manage $108,403,258 in 437 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    108
    MILLION
  • Total Number of Accounts
    437
    ACCOUNTS
  • Average Account Value
    $248,062
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

TX

Financial Advisors at Pauley Financial
Showing 1 - 4 of 4 top financial advisors.
1
Brian A. Cox
CRD#: 4705035
Flower Mound, TX
96
Wealthminder
score

Brian Cox (CRD# 4705035) is an Investment Advisor Representative working at Pauley Financial in Flower Mound, TX and has over 13 years of experience in the finance industry. Brian Cox has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Mandi J. Moynihan
CRD#: 4925301
Flower Mound, TX
96
Wealthminder
score

Mandi Moynihan (CRD# 4925301) is an Investment Advisor Representative working at Pauley Financial in Flower Mound, TX and has over 7 years of experience in the finance industry. Mandi Moynihan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Kim V. Pauley
CRD#: 5799849
Flower Mound, TX
90
Wealthminder
score

Kim Pauley (CRD# 5799849) is an Investment Advisor Representative working at Pauley Financial in Flower Mound, TX and has over 5 years of experience in the finance industry.

4
Ross D. Pauley
CRD#: 4443719
Round Rock, TX
90
Wealthminder
score

Ross Pauley (CRD# 4443719) is an Investment Advisor Representative working at Pauley Financial in Round Rock, TX and has 1 year of experience in the finance industry. Ross Pauley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.