Pazera Capital Management, Inc.

Pazera Capital Management, Inc. (CRD# 114363) is a financial advisory firm headquartered in Rockport, TX. They manage $339,039 in 4 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    4
    ACCOUNTS
  • Average Account Value
    $84,760
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

LA, TX

Financial Advisors at Pazera Capital Management, Inc.
Showing 1 - 5 of 5 top financial advisors.
1
Michael J. Pazera
CRD#: 4996792
1899 N. Live Oak Street, Rockport, TX 78382
96
Wealthminder
score

Michael Pazera (CRD# 4996792) is an Investment Advisor Representative working at Pazera Capital Management, Inc. in Rockport, TX and has over 12 years of experience in the finance industry. Michael Pazera has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Thomas J. Pazera
CRD#: 715494
1899 North Live Oak, Rockport, TX 78382
96
Wealthminder
score

Thomas Pazera (CRD# 715494) is an Investment Advisor Representative working at Pazera Capital Management, Inc. in Rockport, TX and has over 37 years of experience in the finance industry. Thomas Pazera has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Carolyn Allen
CRD#: 6013329
1899 N. Live Oak, Rockport, TX 78382
93
Wealthminder
score

Carolyn Allen (CRD# 6013329) is an Investment Advisor Representative working at Pazera Capital Management, Inc. in Rockport, TX and has over 6 years of experience in the finance industry.

4
Joseph A. Pazera
CRD#: 6217731
101 Clariden Ranch Road, Southlake, TX 76092
93
Wealthminder
score

Joseph Pazera (CRD# 6217731) is an Investment Advisor Representative working at Pazera Capital Management, Inc. in Southlake, TX and has over 4 years of experience in the finance industry. Joseph Pazera has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Jennifer R. Baggett
CRD#: 6750953
1899 N. Live Oak, Rockport, TX 78382
87
Wealthminder
score

Jennifer Baggett (CRD# 6750953) is an Investment Advisor Representative working at Pazera Capital Management, Inc. in Rockport, TX and has 1 year of experience in the finance industry.

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