Pierce Financial Planning, Inc.

Pierce Financial Planning, Inc. (CRD# 145465) is a financial advisory firm headquartered in Lexington, KY. They serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

KY

Financial Advisors at Pierce Financial Planning, Inc.
Showing 1 - 2 of 2 top financial advisors.
1
George D. Pierce
CRD#: 1515025
182 North Mill Street, Lexington, KY 40507
101
Wealthminder
score

George Pierce (CRD# 1515025) is an Investment Advisor Representative working at Pierce Financial Planning, Inc. in Lexington, KY and has over 30 years of experience in the finance industry. George Pierce has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

In addition, George is a KY licensed CPA and earned and MBA in accounting from EKU.  George left the corporate world where he was a trust officer in 1991 to start his fee-only planning career.

2
James A. Smith
CRD#: 5446984
182 North Mill Street, Lexington, KY 40507
96
Wealthminder
score

James Smith (CRD# 5446984) is an Investment Advisor Representative working at Pierce Financial Planning, Inc. in Lexington, KY and has over 17 years of experience in the finance industry. James Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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