Prospect Capital Advisors, LLC

Prospect Capital Advisors, LLC (CRD# 119531) is a financial advisory firm headquartered in Sausalito, CA. They manage $439,718,388 in 4 accounts and serve the financial needs of clients across 2 states (or territories).

Current Firm Details
501 Humboldt Avenue, 2nd Floor, Sausalito, CA 94965
By the Numbers
  • Total Assets Under Management
    440
    MILLION
  • Total Number of Accounts
    4
    ACCOUNTS
  • Average Account Value
    $109,929,597
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CA, NY

Financial Advisors at Prospect Capital Advisors, LLC
Showing 1 - 1 of 1 top financial advisors.
1
Daniel Mendoza, financial advisor Sausalito CA
Daniel W. Mendoza
CRD#: 2273186
501 Humboldt Avenue, 2nd Floor, Sausalito, CA 94965

Daniel Mendoza (CRD# 2273186) is an Investment Advisor Representative working at Prospect Capital Advisors, LLC in Sausalito, CA and has 1 year of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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