Prospect Capital Advisors, LLC

Prospect Capital Advisors, LLC (CRD# 119531) is a financial advisory firm headquartered in Sausalito, CA. They manage $262,075,066 in 4 accounts and serve the financial needs of clients across 1 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Prospect Capital Advisors, LLC
Showing 1 - 1 of 1 top financial advisors.
Daniel W. Mendoza
CRD#: 2273186
501 Humboldt Avenue, 2nd Floor, Sausalito, CA 94965

Daniel Mendoza (CRD# 2273186) is an Investment Advisor Representative working at Prospect Capital Advisors, LLC in Sausalito, CA and has 1 year of experience in the finance industry.

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