Prospera Financial Services, Inc.

Prospera Financial Services, Inc. (CRD# 10740) is a financial advisory firm headquartered in Dallas, TX. They manage $7,913,077,866 in 20,915 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    7,913
    MILLION
  • Total Number of Accounts
    20,915
    ACCOUNTS
  • Average Account Value
    $378,345
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Prospera Financial Services, Inc.
Showing 1 - 10 of 178 top financial advisors.
1
Robert C. Albritton
CRD#: 1562005
5429 Lbj Freeway, Suite 750, Dallas, TX 75240

Robert Albritton (CRD# 1562005) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 37 years of experience in the finance industry.

2
Michael W. Arnold
CRD#: 2956695
5429 Lbj Freeway, Suite 750, Dallas, TX 75240

Michael Arnold (CRD# 2956695) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 26 years of experience in the finance industry.

3
Ralph N. Backe
CRD#: 2318837
457 Coventry Lane, Suite 113, Crystal Lake, IL 60014

Ralph Backe (CRD# 2318837) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Crystal Lake, IL and has over 30 years of experience in the finance industry.

4
James E. Baltzersen
CRD#: 4678631
270 N Main St., Crown Point, IN 46307

James Baltzersen (CRD# 4678631) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Crown Point, IN and has over 20 years of experience in the finance industry.

5
Linda J. Barriger
CRD#: 1379980
196 Bridgeville Rd, Monticello, NY 12701

Linda Barriger (CRD# 1379980) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Monticello, NY and has over 38 years of experience in the finance industry.

6
Ari M. Baum
CRD#: 2936322
5429 Lbj Freeway, Suite 750, Dallas, TX 75240

Ari Baum (CRD# 2936322) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 23 years of experience in the finance industry.

7
Shawn Baxter
CRD#: 4346594
5429 Lbj Freeway, Suite 750, Dallas, TX 75240

Shawn Baxter (CRD# 4346594) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 22 years of experience in the finance industry.

8
Michael T. Beard
CRD#: 6118620
Lamar, CO

Michael Beard (CRD# 6118620) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Lamar, CO and has over 11 years of experience in the finance industry.

9
Jason A. Bednarz
CRD#: 2841599
5429 Lbj Freeway, Suite 750, Dallas, TX 75240

Jason Bednarz (CRD# 2841599) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 27 years of experience in the finance industry.

10
Charles R. Bennett
CRD#: 18209
5429 Lbj Freeway, Suite 750, Dallas, TX 75240

Charles Bennett (CRD# 18209) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 41 years of experience in the finance industry.

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