Prosperity Capital Advisors

Prosperity Capital Advisors (CRD# 156480) is a financial advisory firm headquartered in Westlake, OH. They manage $665,415,095 in 3,552 accounts and serve the financial needs of clients across 33 states (or territories).

By the Numbers
  • Total Assets Under Management
    665
    MILLION
  • Total Number of Accounts
    3,552
    ACCOUNTS
  • Average Account Value
    $187,335
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AZ, CA, CO, DE, FL, GA, IA, IL, IN, KY, LA, MA, MD, MI, MN, MO, NC, NE, NH, NJ, NY, OH, PA, RI, SC, SD, TN, TX, VA, WA, WI, WV

Financial Advisors at Prosperity Capital Advisors
Showing 1 - 10 of 42 top financial advisors.
1
David M. Alison
CRD#: 5425119
30400 Detroit Road, Suite 201, Westlake, OH 44145
96
Wealthminder
score

David Alison (CRD# 5425119) is an Investment Advisor Representative working at Prosperity Capital Advisors in Westlake, OH and has over 10 years of experience in the finance industry. David Alison has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Donald F. Chamberlin
CRD#: 5715574
12444 Powerscourt Dr Ste 200, Saint Louis, MO 63131
96
Wealthminder
score

Donald Chamberlin (CRD# 5715574) is an Investment Advisor Representative working at Prosperity Capital Advisors in Saint Louis, MO and has over 8 years of experience in the finance industry. Donald Chamberlin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Reno J. Frazzitta
CRD#: 2501722
30400 Detroit Road, Suite 201, Westlake, OH 44145
96
Wealthminder
score

Reno Frazzitta (CRD# 2501722) is an Investment Advisor Representative working at Prosperity Capital Advisors in Westlake, OH and has over 23 years of experience in the finance industry. Reno Frazzitta has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Dana G. Hastings
CRD#: 1454126
30400 Detroit Road, Suite 201, Westlake, OH 44145
96
Wealthminder
score

Dana Hastings (CRD# 1454126) is an Investment Advisor Representative working at Prosperity Capital Advisors in Westlake, OH and has over 22 years of experience in the finance industry. Dana Hastings has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Douglas S. King
CRD#: 1375683
30400 Detroit Road, Suite 201, Westlake, OH 44145
96
Wealthminder
score

Douglas King (CRD# 1375683) is an Investment Advisor Representative working at Prosperity Capital Advisors in Westlake, OH and has over 32 years of experience in the finance industry. Douglas King has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Hank Tajkowski
CRD#: 4202500
30400 Detroit Road, Suite 201, Westlake, OH 44145
96
Wealthminder
score

Hank Tajkowski (CRD# 4202500) is an Investment Advisor Representative working at Prosperity Capital Advisors in Westlake, OH and has over 17 years of experience in the finance industry. Hank Tajkowski has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Jeffrey S. Warnkin
CRD#: 1445683
26600 Detroit Road, Ste 240, Westlake, OH 44145
96
Wealthminder
score

Jeffrey Warnkin (CRD# 1445683) is an Investment Advisor Representative working at Prosperity Capital Advisors in Westlake, OH and has over 22 years of experience in the finance industry. Jeffrey Warnkin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Charles P. Welde
CRD#: 2547409
330 Kennett Pike, Suite 201, Chadds Ford, PA 19317
96
Wealthminder
score

Charles Welde (CRD# 2547409) is an Investment Advisor Representative working at Prosperity Capital Advisors in Chadds Ford, PA and has over 23 years of experience in the finance industry. Charles Welde has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Aloysius M. Brown
CRD#: 4324674
30400 Detroit Road, Suite 201, Westlake, OH 44145
93
Wealthminder
score

Aloysius Brown (CRD# 4324674) is an Investment Advisor Representative working at Prosperity Capital Advisors in Westlake, OH and has over 17 years of experience in the finance industry.

10
Michael J. Delgreco
CRD#: 5108110
184 Curry Hollow Road, Suite B, Pittsburgh, PA 15236
93
Wealthminder
score

Michael Delgreco (CRD# 5108110) is an Investment Advisor Representative working at Prosperity Capital Advisors in Pittsburgh, PA and has over 6 years of experience in the finance industry.

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