Prosperity Capital Advisors

Prosperity Capital Advisors (CRD# 156480) is a financial advisory firm headquartered in Westlake, OH. They manage $466,051,385 in 2,458 accounts and serve the financial needs of clients across 33 states (or territories).

By the Numbers
  • Total Assets Under Management
    466
    MILLION
  • Total Number of Accounts
    2,458
    ACCOUNTS
  • Average Account Value
    $189,606
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AZ, CA, CO, DE, FL, GA, IA, IL, IN, KY, LA, MA, MD, MI, MN, MO, NC, NE, NH, NJ, NY, OH, PA, RI, SC, SD, TN, TX, VA, WA, WI, WV

Financial Advisors at Prosperity Capital Advisors
Showing 1 - 10 of 29 top financial advisors.
1
David M. Alison
CRD#: 5425119
36610 Detroit Road, Avon, OH 44011
96
Wealthminder
score

David Alison (CRD# 5425119) is an Investment Advisor Representative working at Prosperity Capital Advisors in Avon, OH and has over 10 years of experience in the finance industry. David Alison has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Dana G. Hastings
CRD#: 1454126
25651 Detroit Road, Suite 210, Westlake, OH 44145
96
Wealthminder
score

Dana Hastings (CRD# 1454126) is an Investment Advisor Representative working at Prosperity Capital Advisors in Westlake, OH and has over 21 years of experience in the finance industry. Dana Hastings has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Michael L. Perhne
CRD#: 1997876
25651 Detroit Road, Suite 210, Westlake, OH 44145
96
Wealthminder
score

Michael Perhne (CRD# 1997876) is an Investment Advisor Representative working at Prosperity Capital Advisors in Westlake, OH and has over 28 years of experience in the finance industry. Michael Perhne has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Gerard F. Stellwagen
CRD#: 1005272
901 Venetia Bay Blvd, 3rd Floor, Venice, FL 34285
96
Wealthminder
score

Gerard Stellwagen (CRD# 1005272) is an Investment Advisor Representative working at Prosperity Capital Advisors in Venice, FL and has over 35 years of experience in the finance industry. Gerard Stellwagen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Jeffrey S. Warnkin
CRD#: 1445683
26600 Detroit Road, Ste 240, Westlake, OH 44145
96
Wealthminder
score

Jeffrey Warnkin (CRD# 1445683) is an Investment Advisor Representative working at Prosperity Capital Advisors in Westlake, OH and has over 21 years of experience in the finance industry. Jeffrey Warnkin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Charles P. Welde
CRD#: 2547409
330 Kennett Pike, Suite 201, Chadds Ford, PA 19317
96
Wealthminder
score

Charles Welde (CRD# 2547409) is an Investment Advisor Representative working at Prosperity Capital Advisors in Chadds Ford, PA and has over 22 years of experience in the finance industry. Charles Welde has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Wayne A. Barker
CRD#: 5982189
25651 Detroit Road, Suite 210, Westlake, OH 44145
93
Wealthminder
score

Wayne Barker (CRD# 5982189) is an Investment Advisor Representative working at Prosperity Capital Advisors in Westlake, OH and has over 6 years of experience in the finance industry.

8
Donald F. Chamberlin
CRD#: 5715574
36610 Detroit Road, Avon, OH 44011
93
Wealthminder
score

Donald Chamberlin (CRD# 5715574) is an Investment Advisor Representative working at Prosperity Capital Advisors in Avon, OH and has over 8 years of experience in the finance industry.

9
John W. Dowd
CRD#: 1203778
5853 Post Road, East Greenwich, RI 02818
93
Wealthminder
score

John Dowd (CRD# 1203778) is an Investment Advisor Representative working at Prosperity Capital Advisors in East Greenwich, RI and has over 25 years of experience in the finance industry.

10
Reno J. Frazzitta
CRD#: 2501722
25651 Detroit Road, Suite 210, Westlake, OH 44145
93
Wealthminder
score

Reno Frazzitta (CRD# 2501722) is an Investment Advisor Representative working at Prosperity Capital Advisors in Westlake, OH and has over 23 years of experience in the finance industry.

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