Pt Asset Management, LLC

Pt Asset Management, LLC (CRD# 107619) is a financial advisory firm headquartered in Chicago, IL. They manage $1,549,469,156 in 156 accounts and serve the financial needs of clients across 8 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,549
    MILLION
  • Total Number of Accounts
    156
    ACCOUNTS
  • Average Account Value
    $9,932,495
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, FL, IL, MN, TX, WA

Financial Advisors at Pt Asset Management, LLC
Showing 1 - 10 of 11 top financial advisors.
1
Shane B. Hoover
CRD#: 4006017
500 W. Madison, Suite 470, Chicago, IL 60661
96
Wealthminder
score

Shane Hoover (CRD# 4006017) is an Investment Advisor Representative working at Pt Asset Management, LLC in Chicago, IL and has over 17 years of experience in the finance industry.

2
Stacy B. Dang
CRD#: 3143275
500 W. Madison, Suite 470, Chicago, IL 60661
93
Wealthminder
score

Stacy Dang (CRD# 3143275) is an Investment Advisor Representative working at Pt Asset Management, LLC in Chicago, IL and has over 19 years of experience in the finance industry.

3
Sean M. Dranfield
CRD#: 4363137
500 W. Madison, Suite 470, Chicago, IL 60661
93
Wealthminder
score

Sean Dranfield (CRD# 4363137) is an Investment Advisor Representative working at Pt Asset Management, LLC in Chicago, IL and has over 13 years of experience in the finance industry.

4
Craig L. Feldman
CRD#: 3213709
Fort Lauderdale, FL
93
Wealthminder
score

Craig Feldman (CRD# 3213709) is an Investment Advisor Representative working at Pt Asset Management, LLC in Fort Lauderdale, FL and has over 10 years of experience in the finance industry.

5
Anthony J. Harris
CRD#: 4457220
500 W. Madison, Suite 470, Chicago, IL 60661
93
Wealthminder
score

Anthony Harris (CRD# 4457220) is an Investment Advisor Representative working at Pt Asset Management, LLC in Chicago, IL and has over 14 years of experience in the finance industry.

6
Lars K. Anderson
CRD#: 5861905
500 W. Madison, Suite 470, Chicago, IL 60661
90
Wealthminder
score

Lars Anderson (CRD# 5861905) is an Investment Advisor Representative working at Pt Asset Management, LLC in Chicago, IL and has 1 year of experience in the finance industry.

7
Jason D. Appleson
CRD#: 5177209
500 W. Madison, Suite 470, Chicago, IL 60661
90
Wealthminder
score

Jason Appleson (CRD# 5177209) is an Investment Advisor Representative working at Pt Asset Management, LLC in Chicago, IL and has 1 year of experience in the finance industry.

8
Daniel P. Dresser
CRD#: 5873792
500 W. Madison, Suite 470, Chicago, IL 60661
90
Wealthminder
score

Daniel Dresser (CRD# 5873792) is an Investment Advisor Representative working at Pt Asset Management, LLC in Chicago, IL and has over 6 years of experience in the finance industry.

9
Neal P. Loftus
CRD#: 6006389
500 W. Madison, Suite 470, Chicago, IL 60661
90
Wealthminder
score

Neal Loftus (CRD# 6006389) is an Investment Advisor Representative working at Pt Asset Management, LLC in Chicago, IL and has over 5 years of experience in the finance industry.

10
George M. Plaiss
CRD#: 5676129
500 W. Madison, Suite 470, Chicago, IL 60661
90
Wealthminder
score

George Plaiss (CRD# 5676129) is an Investment Advisor Representative working at Pt Asset Management, LLC in Chicago, IL and has 1 year of experience in the finance industry.

1 2 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.