Rand, Williams & Associates, LLC

Rand, Williams & Associates, LLC (CRD# 159569) is a financial advisory firm headquartered in Monterey, CA. They manage $500,000 in 2 accounts and serve the financial needs of clients across 1 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
    1
    MILLION
  • Total Number of Accounts
    2
    ACCOUNTS
  • Average Account Value
    $250,000
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA

Financial Advisors at Rand, Williams & Associates, LLC
Showing 1 - 3 of 3 top financial advisors.
1
Spencer W. Rand
CRD#: 5070322
60 Garden Court, Suite 130, Monterey, CA 93940
96
Wealthminder
score

Spencer Rand (CRD# 5070322) is an Investment Advisor Representative working at Rand, Williams & Associates, LLC in Monterey, CA and has over 10 years of experience in the finance industry. Spencer Rand has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
William H. Rand
CRD#: 1309627
60 Garden Court, Suite 130, Monterey, CA 93940
96
Wealthminder
score

William Rand (CRD# 1309627) is an Investment Advisor Representative working at Rand, Williams & Associates, LLC in Monterey, CA and has over 31 years of experience in the finance industry. William Rand has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Michael J. Williams
CRD#: 4740823
60 Garden Court, Suite 130, Monterey, CA 93940
96
Wealthminder
score

Michael Williams (CRD# 4740823) is an Investment Advisor Representative working at Rand, Williams & Associates, LLC in Monterey, CA and has over 12 years of experience in the finance industry. Michael Williams has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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