Rbc Capital Markets, LLC

Rbc Capital Markets, LLC (CRD# 31194) is a financial advisory firm headquartered in New York, NY. They manage $183,480,849,974 in 423,124 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    183,481
    MILLION
  • Total Number of Accounts
    423,124
    ACCOUNTS
  • Average Account Value
    $433,634
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Rbc Capital Markets, LLC
Showing 41 - 50 of 3,309 top financial advisors.
41
Brian Amster
CRD#: 4642943
5355 Town Center Road, Suite 800, Boca Raton, FL 33486

Brian Amster (CRD# 4642943) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Boca Raton, FL and has over 19 years of experience in the finance industry. Brian Amster has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

42
Joshua D. Amundsen
CRD#: 4650628
250 Nicollet Mall, Suite 2000, Minneapolis, MN 55401

Joshua Amundsen (CRD# 4650628) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Minneapolis, MN and has over 19 years of experience in the finance industry.

43
Kathleen D. Andersen
CRD#: 3097087
2101 Oregon Pike, Lancaster, PA 17601

Kathleen Andersen (CRD# 3097087) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Lancaster, PA and has over 24 years of experience in the finance industry.

44
Dale E. Anderson
CRD#: 2562333
250 Nicollet Mall, Suite 2000, Minneapolis, MN 55401

Dale Anderson (CRD# 2562333) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Minneapolis, MN and has over 21 years of experience in the finance industry.

45
David R. Anderson
CRD#: 1568913
641 E. Lake Street, Suite 230, Wayzata, MN 55391

David Anderson (CRD# 1568913) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Wayzata, MN and has over 36 years of experience in the finance industry.

46
Eric W. Anderson
CRD#: 4439689
250 Nicollet Mall, Suite 2000, Minneapolis, MN 55401

Eric Anderson (CRD# 4439689) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Minneapolis, MN and has over 19 years of experience in the finance industry.

47
Jodi C. Anderson
CRD#: 5400984
250 Nicollet Mall, Suite 2000, Minneapolis, MN 55401

Jodi Anderson (CRD# 5400984) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Minneapolis, MN and has over 13 years of experience in the finance industry.

48
Kurt S. Anderson
CRD#: 2174276
8800 Firethorn Lane, Suite 200, Lincoln, NE 68520

Kurt Anderson (CRD# 2174276) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Lincoln, NE and has over 31 years of experience in the finance industry.

49
Michael D. Anderson
CRD#: 2578893
6301 Uptown Blvd Ne, Suite 100, Albuquerque, NM 87110

Michael Anderson (CRD# 2578893) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Albuquerque, NM and has over 27 years of experience in the finance industry.

50
Sonja M. Anderson
CRD#: 4059354
2631 12th Avenue S, Suite B, Fargo, ND 58103

Sonja Anderson (CRD# 4059354) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Fargo, ND and has over 23 years of experience in the finance industry. Sonja Anderson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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