Regency Capital Management Inc.

Regency Capital Management Inc. (CRD# 312435) is a financial advisory firm headquartered in Honolulu, HI. They manage $279,478,877 in 307 accounts and serve the financial needs of clients across 2 states (or territories).

Current Firm Details
1001 Bishop Street, Suite 1090, Honolulu, HI 96813
https://www.linkedin.com/company/regency-capital-management/?viewasmember=true
By the Numbers
  • Total Assets Under Management
    279
    MILLION
  • Total Number of Accounts
    307
    ACCOUNTS
  • Average Account Value
    $910,355
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

HI, WA

Financial Advisors at Regency Capital Management Inc.
Showing 1 - 2 of 2 top financial advisors.
1
Neil Rose, financial advisor Bainbridge Island WA
Neil T. Rose
CRD#: 4629568
Bainbridge Island, WA

Neil Rose (CRD# 4629568) is an Investment Advisor Representative working at Regency Capital Management Inc. in Bainbridge Island, WA and has over 21 years of experience in the finance industry.

2
Kawika Shoji, financial advisor Honolulu HI
Kawika Shoji
CRD#: 7619349
1001 Bishop Street, Suite 1090, Honolulu, HI 96813

Kawika Shoji (CRD# 7619349) is an Investment Advisor Representative working at Regency Capital Management Inc. in Honolulu, HI and has 1 year of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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