Regent Investment Advisors, Inc.

Regent Investment Advisors, Inc. (CRD# 148328) is a financial advisory firm headquartered in Aventura, FL. They serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, FL, GA

Financial Advisors at Regent Investment Advisors, Inc.
Showing 1 - 1 of 1 top financial advisors.
1
Timothy C. Mingo
CRD#: 2031658
20900 N E 30th Avenue, 8th Floor Suite 12, Aventura, FL 33180
73
Wealthminder
score

Timothy Mingo (CRD# 2031658) is an Investment Advisor Representative working at Regent Investment Advisors, Inc. in Aventura, FL and has over 8 years of experience in the finance industry.

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