Regent Investment Management LLC
Regent Investment Management LLC (CRD# 164372) is a financial advisory firm headquartered in Louisville, KY. They manage $478,489,311 in 401 accounts and serve the financial needs of clients across 4 states (or territories).
Current Firm Details
Regent Investment Management LLC
By the Numbers
-
Total Assets Under Management478MILLION
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Total Number of Accounts401ACCOUNTS
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Average Account Value$1,193,240
Compensation Options
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Advisory Services Offered
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Registered Investment Advisor
The map below shows states where this firm has explicit registration only.
CA, FL, KY, TX
Financial Advisors at Regent Investment Management LLC
No Advisor Found.
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