Rockefeller Capital Management

Rockefeller Capital Management (CRD# 291361) is a financial advisory firm headquartered in New York, NY. They manage $51,821,018,176 in 61,461 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    51,821
    MILLION
  • Total Number of Accounts
    61,461
    ACCOUNTS
  • Average Account Value
    $843,153
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Rockefeller Capital Management
Showing 1 - 10 of 599 top financial advisors.
1
Riley A. Stephenson
CRD#: 5822473
3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305

Riley Stephenson (CRD# 5822473) is an Investment Advisor Representative working with the Decision Point Wealth Consulting team at UBS Financial Services Inc. in Wilmington, NC and has over 8 years of experience in the finance industry.

2
Gavin S. Abrams
CRD#: 6659847
45 Rockefeller Plaza, Floor 5, New York, NY 10111

Gavin Abrams (CRD# 6659847) is an Investment Advisor Representative working at Rockefeller Capital Management in New York, NY and has over 6 years of experience in the finance industry.

3
Adam S. Abramson
CRD#: 5345373
3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305

Adam Abramson (CRD# 5345373) is an Investment Advisor Representative working at Rockefeller Capital Management in Atlanta, GA and has over 17 years of experience in the finance industry.

4
Trevor C. Adams
CRD#: 5798093
200 S 10th Street, Suite 950, Richmond, VA 23219

Trevor Adams (CRD# 5798093) is an Investment Advisor Representative working at Rockefeller Capital Management in Richmond, VA and has over 7 years of experience in the finance industry.

5
Genesis Alba
CRD#: 6193879
45 Rockefeller Plaza, Floor 5, New York, NY 10111

Genesis Alba (CRD# 6193879) is an Investment Advisor Representative working at Rockefeller Capital Management in New York, NY and has over 11 years of experience in the finance industry.

6
Arthur G. Alexander
CRD#: 2696
300 Crescent Court, Suite 1450, Dallas, TX 75201

Arthur Alexander (CRD# 2696) is an Investment Advisor Representative working at Rockefeller Capital Management in Dallas, TX and has over 42 years of experience in the finance industry.

7
Shawna D. Alexander
CRD#: 6265988
1790 Hughes Landing Boulevard, Suite 400, Houston, TX 77380

Shawna Alexander (CRD# 6265988) is an Investment Advisor Representative working at Rockefeller Capital Management in Houston, TX and has over 10 years of experience in the finance industry.

8
Michael C. Amato
CRD#: 2116535
115 West Century Road, Paramus, NJ 07652

Michael Amato (CRD# 2116535) is an Investment Advisor Representative working at Rockefeller Capital Management in Paramus, NJ and has over 33 years of experience in the finance industry.

9
Zachary M. Ammirato
CRD#: 3183597
Two Embarcadero Center, Suite 2320, San Francisco, CA 94111

Zachary Ammirato (CRD# 3183597) is an Investment Advisor Representative working at Rockefeller Capital Management in San Francisco, CA and has over 24 years of experience in the finance industry.

10
Francis X. Amsler
CRD#: 2526813
1330 Post Oak Boulevard - 11th Floor, Houston, TX 77056

Francis Amsler (CRD# 2526813) is an Investment Advisor Representative working at Rockefeller Capital Management in Houston, TX and has over 30 years of experience in the finance industry.

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