Rockside Investments LLC

Rockside Investments LLC (CRD# 310511) is a financial advisory firm headquartered in , . They manage $3,841,527 in 7 accounts and serve the financial needs of clients across 1 states (or territories).

Current Firm Details
https://www.rocksideinvestments.com
By the Numbers
  • Total Assets Under Management
    4
    MILLION
  • Total Number of Accounts
    7
    ACCOUNTS
  • Average Account Value
    $548,790
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CA

Financial Advisors at Rockside Investments LLC
Showing 1 - 1 of 1 top financial advisors.
1
Quan Le, financial advisor Westminster CA
Quan A. Le
CRD#: 7300885
Westminster, CA

Quan Le (CRD# 7300885) is an Investment Advisor Representative working at Rockside Investments LLC in Westminster, CA and has over 3 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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