Rothman Investment Management

Rothman Investment Management (CRD# 173139) is a financial advisory firm headquartered in Atascadero, CA. They manage $35,997,729 in 320 accounts and serve the financial needs of clients across 5 states (or territories).

Current Firm Details
9700 El Camino Real, Suite 302, Atascadero, CA 93422
https://www.rothmaninvestment.com
By the Numbers
  • Total Assets Under Management
    36
    MILLION
  • Total Number of Accounts
    320
    ACCOUNTS
  • Average Account Value
    $112,493
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CA, GA, MA, TX, WY

Financial Advisors at Rothman Investment Management
Showing 1 - 2 of 2 top financial advisors.
1
Jacob Rothman, financial advisor Atascadero CA
Jacob T. Rothman
CRD#: 6399323
9700 El Camino Real, Suite 302, Atascadero, CA 93422

Jacob Rothman (CRD# 6399323) is an Investment Advisor Representative working at Rothman Investment Management in Atascadero, CA and has 1 year of experience in the finance industry.

2
Larson Patty, financial advisor Atascadero CA
Larson D. Patty
CRD#: 7604628
9700 El Camino Real, Suite 302, Atascadero, CA 93422

Larson Patty (CRD# 7604628) is an Investment Advisor Representative working at Rothman Investment Management in Atascadero, CA and has 1 year of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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