Rothschild Investment Corporation

Rothschild Investment Corporation (CRD# 728) is a financial advisory firm headquartered in Chicago, IL. They manage $1,198,534,030 in 1,500 accounts and serve the financial needs of clients across 31 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,199
    MILLION
  • Total Number of Accounts
    1,500
    ACCOUNTS
  • Average Account Value
    $799,023
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AR, AZ, CA, CO, CT, FL, GA, HI, IL, IN, KY, MA, MD, MI, MN, MO, MT, NC, NJ, NM, NY, OH, OK, OR, PA, SC, TX, UT, VA, WA, WI

Financial Advisors at Rothschild Investment Corporation
Showing 1 - 10 of 17 top financial advisors.
1
Allan R. Crevi
CRD#: 2412173
311 South Wacker Drive, Suite 6500, Chicago, IL 60606
98
Wealthminder
score

Allan Crevi (CRD# 2412173) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 24 years of experience in the finance industry.

2
Daniel P. Hord
CRD#: 810330
Rothschild Investment Corporation, Suite 6500, Chicago, IL 60606
96
Wealthminder
score

Daniel Hord (CRD# 810330) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 36 years of experience in the finance industry.

3
Alexander I. Crevi
CRD#: 5017950
311 S. Wacker Drive, Suite 6500, Chicago, IL 60606
93
Wealthminder
score

Alexander Crevi (CRD# 5017950) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 12 years of experience in the finance industry.

4
James A. Franke
CRD#: 4728087
311 S. Wacker Drive, Suite 6500, Chicago, IL 60606
93
Wealthminder
score

James Franke (CRD# 4728087) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 13 years of experience in the finance industry.

5
James Hofheimer
CRD#: 851441
311 S. Wacker Drive, Suite 6500, Chicago, IL 60606
93
Wealthminder
score

James Hofheimer (CRD# 851441) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 18 years of experience in the finance industry.

6
Richard F. Karger
CRD#: 815732
Rothschild Investment Corporation, Suite 6500, Chicago, IL 60606
93
Wealthminder
score

Richard Karger (CRD# 815732) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 18 years of experience in the finance industry.

7
Luke J. Novak
CRD#: 4818667
Rothschild Investment Corporation, Suite 6500, Chicago, IL 60606
93
Wealthminder
score

Luke Novak (CRD# 4818667) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 11 years of experience in the finance industry.

8
Joel E. Solomon
CRD#: 704990
Rothschild Investment Corporation, Suite 6500, Chicago, IL 60606
93
Wealthminder
score

Joel Solomon (CRD# 704990) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 26 years of experience in the finance industry.

9
John N. Wood
CRD#: 2722044
Rothschild Investment Corporation, Suite 6500, Chicago, IL 60606
93
Wealthminder
score

John Wood (CRD# 2722044) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 21 years of experience in the finance industry.

10
Anne T. Francissen
CRD#: 6377742
311 South Wacker Drive, Suite 6500, Chicago, IL 60606
88
Wealthminder
score

Anne Francissen (CRD# 6377742) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 3 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.