Rothschild Investment Corporation

Rothschild Investment Corporation (CRD# 728) is a financial advisory firm headquartered in Chicago, IL. They manage $1,633,189,446 in 1,996 accounts and serve the financial needs of clients across 31 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,633
    MILLION
  • Total Number of Accounts
    1,996
    ACCOUNTS
  • Average Account Value
    $818,231
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AR, AZ, CA, CO, CT, FL, GA, HI, IL, IN, KY, MA, MD, MI, MN, MO, MT, NC, NJ, NM, NY, OH, OK, OR, PA, SC, TX, UT, VA, WA, WI

Financial Advisors at Rothschild Investment Corporation
Showing 1 - 10 of 17 top financial advisors.
1
Bart R. Bonga
CRD#: 2798234
311 S. Wacker Drive, Suite 5900, Chicago, IL 60606

Bart Bonga (CRD# 2798234) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 27 years of experience in the finance industry.

2
Charles N. Callahan
CRD#: 38530
311 S. Wacker Drive, Suite 5900, Chicago, IL 60606

Charles Callahan (CRD# 38530) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 43 years of experience in the finance industry.

3
James A. Franke
CRD#: 4728087
311 S. Wacker Drive, Suite 5900, Chicago, IL 60606

James Franke (CRD# 4728087) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 20 years of experience in the finance industry.

4
Christian P. Geringer
CRD#: 4782106
311 S. Wacker Drive, Suite 5900, Chicago, IL 60606

Christian Geringer (CRD# 4782106) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 18 years of experience in the finance industry. Christian Geringer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Paul E. Geringer
CRD#: 1000709
311 S. Wacker Drive, Suite 5900, Chicago, IL 60606

Paul Geringer (CRD# 1000709) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has 1 year of experience in the finance industry.

6
Daniel P. Hord
CRD#: 810330
311 S. Wacker Drive, Suite 5900, Chicago, IL 60606

Daniel Hord (CRD# 810330) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 43 years of experience in the finance industry.

7
Richard F. Karger
CRD#: 815732
311 S. Wacker Drive, Suite 5900, Chicago, IL 60606

Richard Karger (CRD# 815732) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 24 years of experience in the finance industry.

8
Luke J. Novak
CRD#: 4818667
311 S. Wacker Drive, Suite 5900, Chicago, IL 60606

Luke Novak (CRD# 4818667) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 18 years of experience in the finance industry.

9
Joseph S. Sindelar
CRD#: 3057614
311 South Wacker Drive, Suite 5900, Chicago, IL 60606

Joseph Sindelar (CRD# 3057614) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 25 years of experience in the finance industry.

10
Joel E. Solomon
CRD#: 704990
311 S. Wacker Drive, Suite 5900, Chicago, IL 60606

Joel Solomon (CRD# 704990) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 33 years of experience in the finance industry.

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