Rubicon Financial Network

Rubicon Financial Network (CRD# 113980) is a financial advisory firm headquartered in Tempe, AZ. They serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Rubicon Financial Network
Showing 1 - 1 of 1 top financial advisors.
John P. Pfaffmann
CRD#: 2060427
4025 S. Mcclintock Dr. Ste 208, Tempe, AZ 85282

John Pfaffmann (CRD# 2060427) is an Investment Advisor Representative working at Rubicon Financial Network in Tempe, AZ and has over 26 years of experience in the finance industry. John Pfaffmann has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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