Sanders Morris Harris LLC

Sanders Morris Harris LLC (CRD# 20580) is a financial advisory firm headquartered in Houston, TX. They manage $560,820,195 in 471 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    561
    MILLION
  • Total Number of Accounts
    471
    ACCOUNTS
  • Average Account Value
    $1,190,701
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Sanders Morris Harris LLC
Showing 1 - 10 of 14 top financial advisors.
1
George H. Arnold
CRD#: 1779940
600 Travis, Suite 5900, Houston, TX 77002

George Arnold (CRD# 1779940) is an Investment Advisor Representative working at Sanders Morris Harris LLC in Houston, TX and has over 32 years of experience in the finance industry.

2
George L. Ball
CRD#: 11332
600 Travis, Suite 5900, Houston, TX 77002

George Ball (CRD# 11332) is an Investment Advisor Representative working at Sanders Morris Harris LLC in Houston, TX and has over 9 years of experience in the finance industry.

3
Donna H. Binion
CRD#: 3081152
600 Travis, Suite 5900, Houston, TX 77002

Donna Binion (CRD# 3081152) is an Investment Advisor Representative working at Sanders Morris Harris LLC in Houston, TX and has over 22 years of experience in the finance industry.

4
Nancy E. Dixon
CRD#: 2806279
5950 Sherry Lane, Suite 470, Dallas, TX 75225

Nancy Dixon (CRD# 2806279) is an Investment Advisor Representative working at Sanders Morris Harris LLC in Dallas, TX and has over 22 years of experience in the finance industry.

5
Stephen W. Fitzpatrick
CRD#: 2260159
5950 Sherry Lane, Suite 470, Dallas, TX 75225

Stephen Fitzpatrick (CRD# 2260159) is an Investment Advisor Representative working at Sanders Morris Harris LLC in Dallas, TX and has over 4 years of experience in the finance industry.

6
Edward Hoffman
CRD#: 4154319
5950 Sherry Lane, Suite 470, Dallas, TX 75225

Edward Hoffman (CRD# 4154319) is an Investment Advisor Representative working at Sanders Morris Harris LLC in Dallas, TX and has over 15 years of experience in the finance industry.

7
Brede C. Klefos
CRD#: 704008
600 Travis, Suite 5900, Houston, TX 77002

Brede Klefos (CRD# 704008) is an Investment Advisor Representative working at Sanders Morris Harris LLC in Houston, TX and has over 40 years of experience in the finance industry.

8
Erik S. Klefos
CRD#: 1284228
600 Travis, Suite 5900, Houston, TX 77002

Erik Klefos (CRD# 1284228) is an Investment Advisor Representative working at Sanders Morris Harris LLC in Houston, TX and has over 36 years of experience in the finance industry.

9
Erick G. Kuebler
CRD#: 2319437
5950 Sherry Lane, Suite 470, Dallas, TX 75225

Erick Kuebler (CRD# 2319437) is an Investment Advisor Representative working at Sanders Morris Harris LLC in Dallas, TX and has over 27 years of experience in the finance industry.

10
Stephen M. Mangold
CRD#: 2359974
600 Travis, Suite 5900, Houston, TX 77002

Stephen Mangold (CRD# 2359974) is an Investment Advisor Representative working at Sanders Morris Harris LLC in Houston, TX and has over 27 years of experience in the finance industry.

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