Sargent Investment Group

Sargent Investment Group (CRD# 297499) is a financial advisory firm headquartered in Bethesda, MD. They manage $1,012,662,000 in 1,139 accounts and serve the financial needs of clients across 19 states (or territories).

Current Firm Details
4920 Elm Street, Suite 305, Bethesda, MD 20814
https://www.linkedin.com/company/sargentinvestmentgroup/
By the Numbers
  • Total Assets Under Management
    1,013
    MILLION
  • Total Number of Accounts
    1,139
    ACCOUNTS
  • Average Account Value
    $889,080
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CT, DC, DE, FL, GA, LA, MA, MD, ME, NC, NH, NJ, NM, NY, PA, TX, VA, WA

Financial Advisors at Sargent Investment Group
Showing 1 - 10 of 10 top financial advisors.
1
Samuel Beach, financial advisor Bethesda MD
Samuel F. Beach
CRD#: 1197819
4920 Elm Street, Suite 305, Bethesda, MD 20814

Samuel Beach (CRD# 1197819) is an Investment Advisor Representative working at Sargent Investment Group in Bethesda, MD and has over 39 years of experience in the finance industry.

2
Edward Giese, financial advisor Bethesda MD
Edward Giese
CRD#: 5871989
4920 Elm Street, Suite 305, Bethesda, MD 20814

Edward Giese (CRD# 5871989) is an Investment Advisor Representative working at Sargent Investment Group in Bethesda, MD and has over 11 years of experience in the finance industry.

3
Susette Gustini, financial advisor Bethesda MD
Susette Gustini
CRD#: 857189
4920 Elm Street, Suite 305, Bethesda, MD 20814

Susette Gustini (CRD# 857189) is an Investment Advisor Representative working at Sargent Investment Group in Bethesda, MD and has over 39 years of experience in the finance industry.

4
Tae Harte, financial advisor Bethesda MD
Tae H. Harte
CRD#: 2237240
4920 Elm Street, Suite 305, Bethesda, MD 20814

Tae Harte (CRD# 2237240) is an Investment Advisor Representative working at Sargent Investment Group in Bethesda, MD and has over 26 years of experience in the finance industry.

5
Thomas Healy, financial advisor Bethesda MD
Thomas R. Healy
CRD#: 6232678
4920 Elm Street, Suite 305, Bethesda, MD 20814

Thomas Healy (CRD# 6232678) is an Investment Advisor Representative working at Sargent Investment Group in Bethesda, MD and has over 4 years of experience in the finance industry.

6
Brian McGregor, financial advisor Bethesda MD
Brian D. McGregor
CRD#: 4694197
4920 Elm Street, Suite 305, Bethesda, MD 20814

Brian McGregor (CRD# 4694197) is an Investment Advisor Representative working at Sargent Investment Group in Bethesda, MD and has over 19 years of experience in the finance industry.

7
Ricardo Rosenberg, financial advisor Bethesda MD
Ricardo M. Rosenberg
CRD#: 728493
4920 Elm Street, Suite 305, Bethesda, MD 20814

Ricardo Rosenberg (CRD# 728493) is an Investment Advisor Representative working at Sargent Investment Group in Bethesda, MD and has over 42 years of experience in the finance industry.

8
Christopher Sargent, financial advisor Bethesda MD
Christopher S. Sargent
CRD#: 410969
4920 Elm Street, Suite 305, Bethesda, MD 20814

Christopher Sargent (CRD# 410969) is an Investment Advisor Representative working at Sargent Investment Group in Bethesda, MD and has over 39 years of experience in the finance industry.

9
Kelly Adams, financial advisor Bethesda MD
Kelly Adams
CRD#: 7133490
4920 Elm Street, Suite 305, Bethesda, MD 20814

Kelly Adams (CRD# 7133490) is an Investment Advisor Representative working at Sargent Investment Group in Bethesda, MD and has over 3 years of experience in the finance industry.

10
Timothy Pang, financial advisor Bethesda MD
Timothy Pang
CRD#: 7260634
4920 Elm Street, Suite 305, Bethesda, MD 20814

Timothy Pang (CRD# 7260634) is an Investment Advisor Representative working at Sargent Investment Group in Bethesda, MD and has over 2 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Do not rely solely on the information on this page. The information may be inaccurate, incomplete or outdated. For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

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