Sbk Financial, Inc.

Sbk Financial, Inc. (CRD# 132513) is a financial advisory firm headquartered in Richmond, VA. They manage $559,324,003 in 972 accounts and serve the financial needs of clients across 7 states (or territories).

By the Numbers
  • Total Assets Under Management
    559
    MILLION
  • Total Number of Accounts
    972
    ACCOUNTS
  • Average Account Value
    $575,436
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

DE, FL, MD, NC, TX, VA, WV

Financial Advisors at Sbk Financial, Inc.
Showing 1 - 5 of 5 top financial advisors.
1
Claire E. Craighill
CRD#: 1643898
1001 Haxall Point, Suite 705, Richmond, VA 23219
96
Wealthminder
score

Claire Craighill (CRD# 1643898) is an Investment Advisor Representative working at Sbk Financial, Inc. in Richmond, VA and has over 30 years of experience in the finance industry. Claire Craighill has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Stephanie F. Stumpf
CRD#: 5217220
1001 Haxall Point, Suite 705, Richmond, VA 23219
96
Wealthminder
score

Stephanie Stumpf (CRD# 5217220) is an Investment Advisor Representative working at Sbk Financial, Inc. in Richmond, VA and has over 11 years of experience in the finance industry. Stephanie Stumpf has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Andrea L. Broughton
CRD#: 4641609
1001 Haxall Point, Suite 705, Richmond, VA 23219
93
Wealthminder
score

Andrea Broughton (CRD# 4641609) is an Investment Advisor Representative working at Sbk Financial, Inc. in Richmond, VA and has over 14 years of experience in the finance industry.

4
John K. King
CRD#: 4708979
1001 Haxall Point, Suite 705, Richmond, VA 23219
90
Wealthminder
score

John King (CRD# 4708979) is an Investment Advisor Representative working at Sbk Financial, Inc. in Richmond, VA and has 1 year of experience in the finance industry. John King has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Christian E. Mijares
CRD#: 6487665
1001 Haxall Point, Suite 705, Richmond, VA 23219
89
Wealthminder
score

Christian Mijares (CRD# 6487665) is an Investment Advisor Representative working at Sbk Financial, Inc. in Richmond, VA and has over 2 years of experience in the finance industry.

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