Sbk Financial, Inc.

Sbk Financial, Inc. (CRD# 132513) is a financial advisory firm headquartered in Richmond, VA. They manage $793,864,108 in 1,101 accounts and serve the financial needs of clients across 8 states (or territories).

By the Numbers
  • Total Assets Under Management
    794
    MILLION
  • Total Number of Accounts
    1,101
    ACCOUNTS
  • Average Account Value
    $721,039
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

DE, FL, MD, NC, TN, TX, VA, WV

Financial Advisors at Sbk Financial, Inc.
Showing 1 - 10 of 10 top financial advisors.
1
Jonathan Bailey
CRD#: 7028921
1001 Haxall Point, Suite 705, Richmond, VA 23219

Jonathan Bailey (CRD# 7028921) is an Investment Advisor Representative working at Sbk Financial, Inc. in Richmond, VA and has 1 year of experience in the finance industry. Jonathan Bailey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Nicole C. Boike
CRD#: 7061835
1001 Haxall Point, Suite 705, Richmond, VA 23219

Nicole Boike (CRD# 7061835) is an Investment Advisor Representative working at Sbk Financial, Inc. in Richmond, VA and has 1 year of experience in the finance industry. Nicole Boike has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Andrea L. Broughton
CRD#: 4641609
1001 Haxall Point, Suite 705, Richmond, VA 23219

Andrea Broughton (CRD# 4641609) is an Investment Advisor Representative working at Sbk Financial, Inc. in Richmond, VA and has over 17 years of experience in the finance industry.

4
Claire E. Craighill
CRD#: 1643898
1001 Haxall Point, Suite 705, Richmond, VA 23219

Claire Craighill (CRD# 1643898) is an Investment Advisor Representative working at Sbk Financial, Inc. in Richmond, VA and has over 32 years of experience in the finance industry. Claire Craighill has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Thomas O. Doyle
CRD#: 2402639
1001 Haxall Point, Suite 705, Richmond, VA 23219

Thomas Doyle (CRD# 2402639) is an Investment Advisor Representative working at Sbk Financial, Inc. in Richmond, VA and has over 27 years of experience in the finance industry.

6
Sarah F. Harris
CRD#: 4401414
1001 Haxall Point, Suite 705, Richmond, VA 23219

Sarah Harris (CRD# 4401414) is an Investment Advisor Representative working at Sbk Financial, Inc. in Richmond, VA and has over 18 years of experience in the finance industry.

7
John K. King
CRD#: 4708979
1001 Haxall Point, Suite 705, Richmond, VA 23219

John King (CRD# 4708979) is an Investment Advisor Representative working at Sbk Financial, Inc. in Richmond, VA and has 1 year of experience in the finance industry. John King has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Matthew C. Romeo
CRD#: 6770539
1001 Haxall Point, Suite 705, Richmond, VA 23219

Matthew Romeo (CRD# 6770539) is an Investment Advisor Representative working at Sbk Financial, Inc. in Richmond, VA and has 1 year of experience in the finance industry. Matthew Romeo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Stephanie F. Stumpf
CRD#: 5217220
1001 Haxall Point, Suite 705, Richmond, VA 23219

Stephanie Stumpf (CRD# 5217220) is an Investment Advisor Representative working at Sbk Financial, Inc. in Richmond, VA and has over 13 years of experience in the finance industry. Stephanie Stumpf has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Kelly B. Hazlett
CRD#: 7290847
1001 Haxall Point, Suite 705, Richmond, VA 23219

Kelly Hazlett (CRD# 7290847) is an Investment Advisor Representative working at Sbk Financial, Inc. in Richmond, VA and has 1 year of experience in the finance industry.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.