Shepherd Kaplan LLC

Shepherd Kaplan LLC (CRD# 128244) is a financial advisory firm headquartered in Boston, MA. They manage $7,481,120,265 in 1,733 accounts and serve the financial needs of clients across 9 states (or territories).

By the Numbers
  • Total Assets Under Management
    7,481
    MILLION
  • Total Number of Accounts
    1,733
    ACCOUNTS
  • Average Account Value
    $4,316,861
Compensation Options
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, FL, MA, MD, NJ, NY, PA, TX, VA

Financial Advisors at Shepherd Kaplan LLC
Showing 1 - 10 of 14 top financial advisors.
1
Christopher M. Cole
CRD#: 5819179
125 Summer Street, 22nd Floor, Boston, MA 02110
96
Wealthminder
score

Christopher Cole (CRD# 5819179) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 7 years of experience in the finance industry. Christopher Cole has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Eric P. Scruggs
CRD#: 6082402
125 Summer Street, 22nd Floor, Boston, MA 02110
96
Wealthminder
score

Eric Scruggs (CRD# 6082402) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 5 years of experience in the finance industry. Eric Scruggs has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Whitney E. Solcher
CRD#: 4431461
303 East Pearl Parkway, Suite 200, San Antonio, TX 78215
96
Wealthminder
score

Whitney Solcher (CRD# 4431461) is an Investment Advisor Representative working at Shepherd Kaplan LLC in San Antonio, TX and has over 16 years of experience in the finance industry.

4
Anthony J. Colbert
CRD#: 6113476
125 Summer Street, 22nd Floor, Boston, MA 02110
93
Wealthminder
score

Anthony Colbert (CRD# 6113476) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 5 years of experience in the finance industry.

5
Sean R. Flaherty
CRD#: 6085932
125 Summer Street, 22nd Floor, Boston, MA 02110
93
Wealthminder
score

Sean Flaherty (CRD# 6085932) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 5 years of experience in the finance industry.

6
Michael A. Halloran
CRD#: 5074100
125 Summer Street, 22nd Floor, Boston, MA 02110
93
Wealthminder
score

Michael Halloran (CRD# 5074100) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 9 years of experience in the finance industry.

7
Dana C. James
CRD#: 5277973
Matthews, NC
93
Wealthminder
score

Dana James (CRD# 5277973) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Matthews, NC and has over 11 years of experience in the finance industry.

8
Albert J. Otto
CRD#: 1122364
Marietta, GA
93
Wealthminder
score

Albert Otto (CRD# 1122364) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Marietta, GA and has over 34 years of experience in the finance industry.

9
Shawn C. Samperi
CRD#: 1880062
Pipersville, PA
93
Wealthminder
score

Shawn Samperi (CRD# 1880062) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Pipersville, PA and has over 29 years of experience in the finance industry.

10
David A. White
CRD#: 5849420
125 Summer Street, 22nd Floor, Boston, MA 02110
93
Wealthminder
score

David White (CRD# 5849420) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 7 years of experience in the finance industry.

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