Shepherd Kaplan LLC

Shepherd Kaplan LLC (CRD# 128244) is a financial advisory firm headquartered in Boston, MA. They manage $8,350,897,266 in 2,260 accounts and serve the financial needs of clients across 28 states (or territories).

By the Numbers
  • Total Assets Under Management
    8,351
    MILLION
  • Total Number of Accounts
    2,260
    ACCOUNTS
  • Average Account Value
    $3,695,087
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, CT, DC, FL, GA, IL, IN, MA, MD, MI, MN, MO, NC, NE, NH, NJ, NY, OH, PA, RI, TN, TX, VA, VT, WA, WI

Financial Advisors at Shepherd Kaplan LLC
Showing 1 - 10 of 19 top financial advisors.
1
Whitney E. Solcher
CRD#: 4431461
303 East Pearl Parkway, Suite 200, San Antonio, TX 78215
96
Wealthminder
score

Whitney Solcher (CRD# 4431461) is an Investment Advisor Representative working at Shepherd Kaplan LLC in San Antonio, TX and has over 16 years of experience in the finance industry.

2
Christopher M. Cole
CRD#: 5819179
125 Summer Street, 22nd Floor, Boston, MA 02110
93
Wealthminder
score

Christopher Cole (CRD# 5819179) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 7 years of experience in the finance industry.

3
Fran M. Coopersmith
CRD#: 2455466
400 S. Australian Ave. Suite 750, West Palm Beach, FL 33401
93
Wealthminder
score

Fran Coopersmith (CRD# 2455466) is an Investment Advisor Representative working at Shepherd Kaplan LLC in West Palm Beach, FL and has over 10 years of experience in the finance industry.

4
Michael A. Halloran
CRD#: 5074100
125 Summer Street, 22nd Floor, Boston, MA 02110
93
Wealthminder
score

Michael Halloran (CRD# 5074100) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 9 years of experience in the finance industry.

5
Dana C. James
CRD#: 5277973
Matthews, NC
93
Wealthminder
score

Dana James (CRD# 5277973) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Matthews, NC and has over 10 years of experience in the finance industry.

6
David C. Kaplan
CRD#: 2307318
125 Summer Street, 22nd Floor, Boston, MA 02110
93
Wealthminder
score

David Kaplan (CRD# 2307318) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 19 years of experience in the finance industry.

7
Albert J. Otto
CRD#: 1122364
Marietta, GA
93
Wealthminder
score

Albert Otto (CRD# 1122364) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Marietta, GA and has over 34 years of experience in the finance industry.

8
Shawn C. Samperi
CRD#: 1880062
Pipersville, PA
93
Wealthminder
score

Shawn Samperi (CRD# 1880062) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Pipersville, PA and has over 29 years of experience in the finance industry.

9
Julie A. Shank
CRD#: 5395823
125 Summer Street, 22nd Floor, Boston, MA 02110
93
Wealthminder
score

Julie Shank (CRD# 5395823) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 10 years of experience in the finance industry.

10
Christopher A. Shepherd
CRD#: 4706107
125 Summer Street, 22nd Floor, Boston, MA 02110
93
Wealthminder
score

Christopher Shepherd (CRD# 4706107) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 14 years of experience in the finance industry.

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