Shepherd Kaplan LLC

Shepherd Kaplan LLC (CRD# 128244) is a financial advisory firm headquartered in Boston, MA. They manage $6,485,565,123 in 1,319 accounts and serve the financial needs of clients across 10 states (or territories).

By the Numbers
  • Total Assets Under Management
    6,486
    MILLION
  • Total Number of Accounts
    1,319
    ACCOUNTS
  • Average Account Value
    $4,917,032
Compensation Options
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CO, DC, FL, MA, MD, NY, PA, TX, VA

Financial Advisors at Shepherd Kaplan LLC
Showing 1 - 10 of 13 top financial advisors.
1
Stephanie C. Allwein
CRD#: 6625075
125 Summer Street, 22nd Floor, Boston, MA 02110

Stephanie Allwein (CRD# 6625075) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has 1 year of experience in the finance industry.

2
Joseph A. Armisto
CRD#: 6063682
1105 Scarborough Drive, Brewster, NY 10509

Joseph Armisto (CRD# 6063682) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Brewster, NY and has over 5 years of experience in the finance industry. Joseph Armisto has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Richard W. Blair
CRD#: 5995153
125 Summer Street, 22nd Floor, Boston, MA 02110

Richard Blair (CRD# 5995153) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 8 years of experience in the finance industry.

4
Christopher M. Cole
CRD#: 5819179
125 Summer Street, 22nd Floor, Boston, MA 02110

Christopher Cole (CRD# 5819179) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 10 years of experience in the finance industry. Christopher Cole has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Eric A. Collea
CRD#: 6844743
125 Summer Street, 22nd Floor, Boston, MA 02110

Eric Collea (CRD# 6844743) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 2 years of experience in the finance industry.

6
Sean R. Flaherty
CRD#: 6085932
125 Summer Street, 22nd Floor, Boston, MA 02110

Sean Flaherty (CRD# 6085932) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 8 years of experience in the finance industry.

7
John H. Geringer
CRD#: 4285132
125 Summer Street, 22nd Floor, Boston, MA 02110

John Geringer (CRD# 4285132) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 19 years of experience in the finance industry.

8
Michael A. Halloran
CRD#: 5074100
125 Summer Street, 22nd Floor, Boston, MA 02110

Michael Halloran (CRD# 5074100) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 12 years of experience in the finance industry.

9
Michael D. Howard-Johnson
CRD#: 6793795
125 Summer Street, 22nd Floor, Boston, MA 02110

Michael Howard-Johnson (CRD# 6793795) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 3 years of experience in the finance industry.

10
David E. Perlin
CRD#: 1301100
125 Summer Street, 22nd Floor, Boston, MA 02110

David Perlin (CRD# 1301100) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 13 years of experience in the finance industry.

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