Sii Investments, Inc.

Sii Investments, Inc. (CRD# 2225) is a financial advisory firm headquartered in Appleton, WI. They manage $4,389,983,611 in 18,681 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    4,390
    MILLION
  • Total Number of Accounts
    18,681
    ACCOUNTS
  • Average Account Value
    $234,997
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Sii Investments, Inc.
Showing 1 - 10 of 105 top financial advisors.
1
David R. Demore
CRD#: 4929331
128 Elm St, Suite A-s, Dousman, WI 53118
101
Wealthminder
score

David Demore (CRD# 4929331) is an Investment Advisor Representative working at Sii Investments, Inc. in Dousman, WI and has over 12 years of experience in the finance industry. David Demore has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Gregory S. Casper, CFP®
CRD#: 5955031
625 N 8th Street, Sheboygan, WI 53081
100
Wealthminder
score
Gregory Casper (CRD# 5955031) is an Investment Advisor Representative working at Sii Investments, Inc. in Sheboygan, WI and has over 4 years of experience in the finance industry.
3
Lisa J. Baker
CRD#: 5775370
3700 S Russell St Ste 102, Missoula, MT 59801
98
Wealthminder
score

Lisa Baker (CRD# 5775370) is an Investment Advisor Representative working at Sii Investments, Inc. in Missoula, MT and has over 7 years of experience in the finance industry.

4
Jennifer D. Olson
CRD#: 5102182
6562 Lake Rd, Windsor, WI 53598
98
Wealthminder
score

Jennifer Olson (CRD# 5102182) is an Investment Advisor Representative working at Sii Investments, Inc. in Windsor, WI and has over 11 years of experience in the finance industry.

5
Nancy M. Kilty
CRD#: 4623746
35 Harvard St, Ste 214, Worcester, MA 01609
96
Wealthminder
score

Nancy Kilty (CRD# 4623746) is an Investment Advisor Representative working at Sii Investments, Inc. in Worcester, MA and has over 15 years of experience in the finance industry. Nancy Kilty has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Brian C. McCarry
CRD#: 2537566
5665 Sw Meadows Rd, Ste 120, Lake Oswego, OR 97035
96
Wealthminder
score

Brian McCarry (CRD# 2537566) is an Investment Advisor Representative working at Sii Investments, Inc. in Lake Oswego, OR and has over 23 years of experience in the finance industry. Brian McCarry has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Chad C. Mello
CRD#: 5355726
651 Orchard Street, Suite 204, New Bedford, MA 02744
96
Wealthminder
score

Chad Mello (CRD# 5355726) is an Investment Advisor Representative working at Sii Investments, Inc. in New Bedford, MA and has over 9 years of experience in the finance industry.

8
Sharon A. Miller
CRD#: 1738768
2015 31st Avenue, Vero Beach, FL 32960
96
Wealthminder
score

Sharon Miller (CRD# 1738768) is an Investment Advisor Representative working at Sii Investments, Inc. in Vero Beach, FL and has over 18 years of experience in the finance industry. Sharon Miller has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Jill Shannon
CRD#: 1216921
1267 Cook Avenue, Lakewood, OH 44107
96
Wealthminder
score

Jill Shannon (CRD# 1216921) is an Investment Advisor Representative working at Sii Investments, Inc. in Lakewood, OH and has over 33 years of experience in the finance industry. Jill Shannon has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Jay A. Wright
CRD#: 1128054
Eagan, MN
96
Wealthminder
score

Jay Wright (CRD# 1128054) is an Investment Advisor Representative working at Sii Investments, Inc. in Eagan, MN and has over 28 years of experience in the finance industry.

1 2 3 4 5 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.