Sii Investments, Inc.

Sii Investments, Inc. (CRD# 2225) is a financial advisory firm headquartered in Appleton, WI. They manage $4,225,863,441 in 30,484 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    4,226
    MILLION
  • Total Number of Accounts
    30,484
    ACCOUNTS
  • Average Account Value
    $138,626
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Sii Investments, Inc.
Showing 1 - 10 of 559 top financial advisors.
1
Lisa J. Baker
CRD#: 5775370
3700 S Russell St Ste 102, Missoula, MT 59801
98
Wealthminder
score

Lisa Baker (CRD# 5775370) is an Investment Advisor Representative working at Sii Investments, Inc. in Missoula, MT and has over 6 years of experience in the finance industry.

2
Jennifer D. Olson
CRD#: 5102182
6562 Lake Rd, Windsor, WI 53598
98
Wealthminder
score

Jennifer Olson (CRD# 5102182) is an Investment Advisor Representative working at Sii Investments, Inc. in Windsor, WI and has over 10 years of experience in the finance industry.

3
Barbara A. Barton
CRD#: 1401615
5805 Coit Rd, Suite 100, Plano, TX 75093
96
Wealthminder
score

Barbara Barton (CRD# 1401615) is an Investment Advisor Representative working at Sii Investments, Inc. in Plano, TX and has over 18 years of experience in the finance industry. Barbara Barton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Antonio Betancourt
CRD#: 2106624
Clark, NJ
96
Wealthminder
score

Antonio Betancourt (CRD# 2106624) is an Investment Advisor Representative working at Sii Investments, Inc. in Clark, NJ and has over 17 years of experience in the finance industry. Antonio Betancourt has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Brian T. Bishop
CRD#: 3173651
591 Boston Mills Rd, Ste 500, Hudson, OH 44236
96
Wealthminder
score

Brian Bishop (CRD# 3173651) is an Investment Advisor Representative working at Sii Investments, Inc. in Hudson, OH and has over 17 years of experience in the finance industry. Brian Bishop has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Sally J. Bruch
CRD#: 4609139
204 S. Main Street, Sycamore, IL 60178
96
Wealthminder
score

Sally Bruch (CRD# 4609139) is an Investment Advisor Representative working at Sii Investments, Inc. in Sycamore, IL and has over 13 years of experience in the finance industry. Sally Bruch has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Alexander L. Bush
CRD#: 5415520
6-10th Ave N, Hopkins, MN 55343
96
Wealthminder
score

Alexander Bush (CRD# 5415520) is an Investment Advisor Representative working at Sii Investments, Inc. in Hopkins, MN and has over 8 years of experience in the finance industry. Alexander Bush has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
James H. Clark
CRD#: 827354
15 Garrett Ave, Rosemont, PA 19010
96
Wealthminder
score

James Clark (CRD# 827354) is an Investment Advisor Representative working at Sii Investments, Inc. in Rosemont, PA and has over 32 years of experience in the finance industry.

9
Jeffrey G. Collins
CRD#: 1148783
110 Greenway Cross, Belleville, WI 53508
96
Wealthminder
score

Jeffrey Collins (CRD# 1148783) is an Investment Advisor Representative working at Sii Investments, Inc. in Belleville, WI and has over 16 years of experience in the finance industry. Jeffrey Collins has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Shawn P. Connolly
CRD#: 4144056
360 Delaware Ave, Suite 230, Buffalo, NY 14202
96
Wealthminder
score

Shawn Connolly (CRD# 4144056) is an Investment Advisor Representative working at Sii Investments, Inc. in Buffalo, NY and has over 16 years of experience in the finance industry. Shawn Connolly has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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