Soltis Investment Advisors, LLC

Soltis Investment Advisors, LLC (CRD# 154690) is a financial advisory firm headquartered in Saint George, UT. They manage $1,020,083,242 in 963 accounts and serve the financial needs of clients across 10 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,020
    MILLION
  • Total Number of Accounts
    963
    ACCOUNTS
  • Average Account Value
    $1,059,276
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, FL, ID, LA, NV, TX, UT, WA

Financial Advisors at Soltis Investment Advisors, LLC
Showing 1 - 10 of 16 top financial advisors.
1
James G. Shumway
CRD#: 1200901
20 North Main, Suite 400, Saint George, UT 84770
96
Wealthminder
score

James Shumway (CRD# 1200901) is an Investment Advisor Representative working at Soltis Investment Advisors, LLC in Saint George, UT and has over 20 years of experience in the finance industry. James Shumway has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Kim D. Anderson
CRD#: 1885428
20 North Main, Suite 400, Saint George, UT 84770
93
Wealthminder
score

Kim Anderson (CRD# 1885428) is an Investment Advisor Representative working at Soltis Investment Advisors, LLC in Saint George, UT and has over 19 years of experience in the finance industry.

3
Brett J. Archibald
CRD#: 5872474
20 North Main, Suite 400, Saint George, UT 84770
93
Wealthminder
score

Brett Archibald (CRD# 5872474) is an Investment Advisor Representative working at Soltis Investment Advisors, LLC in Saint George, UT and has over 7 years of experience in the finance industry.

4
Tyler J. Finlinson
CRD#: 4502449
20 North Main, Suite 400, Saint George, UT 84770
93
Wealthminder
score

Tyler Finlinson (CRD# 4502449) is an Investment Advisor Representative working at Soltis Investment Advisors, LLC in Saint George, UT and has over 15 years of experience in the finance industry.

5
Lon E. Henderson
CRD#: 1075600
20 North Main, Suite 400, Saint George, UT 84770
93
Wealthminder
score

Lon Henderson (CRD# 1075600) is an Investment Advisor Representative working at Soltis Investment Advisors, LLC in Saint George, UT and has over 35 years of experience in the finance industry.

6
Reece D. Rovig
CRD#: 5868367
20 North Main, Suite 400, Saint George, UT 84770
93
Wealthminder
score

Reece Rovig (CRD# 5868367) is an Investment Advisor Representative working at Soltis Investment Advisors, LLC in Saint George, UT and has over 7 years of experience in the finance industry.

7
Clark V. Taylor
CRD#: 4261299
20 North Main, Suite 400, Saint George, UT 84770
93
Wealthminder
score

Clark Taylor (CRD# 4261299) is an Investment Advisor Representative working at Soltis Investment Advisors, LLC in Saint George, UT and has over 17 years of experience in the finance industry.

8
Brent D. Moore
CRD#: 5929200
20 North Main, Suite 400, Saint George, UT 84770
90
Wealthminder
score

Brent Moore (CRD# 5929200) is an Investment Advisor Representative working at Soltis Investment Advisors, LLC in Saint George, UT and has over 4 years of experience in the finance industry.

9
David R. Sentman
CRD#: 6484813
3400 Ashton Blvd, Suite 410, Lehi, UT 84043
90
Wealthminder
score

David Sentman (CRD# 6484813) is an Investment Advisor Representative working at Soltis Investment Advisors, LLC in Lehi, UT and has over 4 years of experience in the finance industry.

10
William W. Wallace
CRD#: 1706248
20 North Main, Suite 400, Saint George, UT 84770
90
Wealthminder
score

William Wallace (CRD# 1706248) is an Investment Advisor Representative working at Soltis Investment Advisors, LLC in Saint George, UT and has 1 year of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.