Southport Capital

Southport Capital (CRD# 113364) is a financial advisory firm headquartered in Chattanooga, TN. They manage $394,541,033 in 2,272 accounts and serve the financial needs of clients across 20 states (or territories).

By the Numbers
  • Total Assets Under Management
    395
    MILLION
  • Total Number of Accounts
    2,272
    ACCOUNTS
  • Average Account Value
    $173,654
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AZ, CA, CO, FL, GA, IL, IN, KY, LA, MT, NC, NV, NY, OH, SC, TN, TX, VA, WI

Financial Advisors at Southport Capital
Showing 1 - 10 of 14 top financial advisors.
1
Carol A. Grosvenor
CRD#: 4269576
100 W. Mlk Blvd. Suite 300, Suite 300, Chattanooga, TN 37402
96
Wealthminder
score

Carol Grosvenor (CRD# 4269576) is an Investment Advisor Representative working at Southport Capital in Chattanooga, TN and has over 17 years of experience in the finance industry. Carol Grosvenor has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Julie A. Jones
CRD#: 707531
100 W. Mlk Blvd. Suite 300, Suite 300, Chattanooga, TN 37402
93
Wealthminder
score

Julie Jones (CRD# 707531) is an Investment Advisor Representative working at Southport Capital in Chattanooga, TN and has over 21 years of experience in the finance industry.

3
Susan G. Naive
CRD#: 1593389
836 Holt Drive, Suite 300, Bigfork, MT 59911
93
Wealthminder
score

Susan Naive (CRD# 1593389) is an Investment Advisor Representative working at Southport Capital in Bigfork, MT and has over 31 years of experience in the finance industry.

4
James C. Parker
CRD#: 2793582
100 W. Mlk Blvd. Suite 300, Suite 300, Chattanooga, TN 37402
93
Wealthminder
score

James Parker (CRD# 2793582) is an Investment Advisor Representative working at Southport Capital in Chattanooga, TN and has over 21 years of experience in the finance industry.

5
Lynne A. Witmer
CRD#: 4665577
11611 W. San Vicente Blvd, Suite 550, Los Angeles, CA 90049
93
Wealthminder
score

Lynne Witmer (CRD# 4665577) is an Investment Advisor Representative working at Southport Capital in Los Angeles, CA and has over 14 years of experience in the finance industry.

6
Daniel M. Moas
CRD#: 6468110
1801 Avenue Of The Stars, Suite 802, Los Angeles, CA 90067
89
Wealthminder
score

Daniel Moas (CRD# 6468110) is an Investment Advisor Representative working at Southport Capital in Los Angeles, CA and has over 2 years of experience in the finance industry.

7
Paul J. Dipalma
CRD#: 6468087
100 W. Mlk Blvd. Suite 300, Suite 300, Chattanooga, TN 37402
87
Wealthminder
score

Paul Dipalma (CRD# 6468087) is an Investment Advisor Representative working at Southport Capital in Chattanooga, TN and has 1 year of experience in the finance industry.

8
Darold C. Brooks
CRD#: 839352
100 W. Mlk Blvd. Suite 300, Suite 300, Chattanooga, TN 37402
86
Wealthminder
score

Darold Brooks (CRD# 839352) is an Investment Advisor Representative working at Southport Capital in Chattanooga, TN and has over 38 years of experience in the finance industry. Darold Brooks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Michael J. Mooney
CRD#: 4037101
228 Franklin Street, Mount Airy, NC 27030
83
Wealthminder
score

Michael Mooney (CRD# 4037101) is an Investment Advisor Representative working at Southport Capital in Mount Airy, NC and has over 11 years of experience in the finance industry.

10
Britt F. Wright
CRD#: 4275139
228 Franklin Street, Mount Airy, NC 27030
83
Wealthminder
score

Britt Wright (CRD# 4275139) is an Investment Advisor Representative working at Southport Capital in Mount Airy, NC and has over 16 years of experience in the finance industry.

1 2 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.