Spectrum Asset Management, Inc.

Spectrum Asset Management, Inc. (CRD# 18217) is a financial advisory firm headquartered in Stamford, CT. They manage $20,261,000,000 in 81 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    20,261
    MILLION
  • Total Number of Accounts
    81
    ACCOUNTS
  • Average Account Value
    $250,135,802
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Spectrum Asset Management, Inc.
Showing 1 - 3 of 3 top financial advisors.
1
Matthew R. Byer
CRD#: 3120607
2 High Ridge Park, 2nd Floor, Stamford, CT 06905
93
Wealthminder
score

Matthew Byer (CRD# 3120607) is an Investment Advisor Representative working at Spectrum Asset Management, Inc. in Stamford, CT and has over 10 years of experience in the finance industry.

2
Kevin O. Nugent
CRD#: 1555933
2 High Ridge Park, 2nd Floor, Stamford, CT 06905
93
Wealthminder
score

Kevin Nugent (CRD# 1555933) is an Investment Advisor Representative working at Spectrum Asset Management, Inc. in Stamford, CT and has over 25 years of experience in the finance industry.

3
Steven J. Solmonson
CRD#: 1367437
2 High Ridge Park, 2nd Floor, Stamford, CT 06905
93
Wealthminder
score

Steven Solmonson (CRD# 1367437) is an Investment Advisor Representative working at Spectrum Asset Management, Inc. in Stamford, CT and has over 21 years of experience in the finance industry.

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