Spectrum Asset Management, Inc.
Spectrum Asset Management, Inc. (CRD# 18217) is a financial advisory firm headquartered in Stamford, CT. They manage $20,261,000,000 in 81 accounts and serve the financial needs of clients across 52 states (or territories).
Current Firm Details
Spectrum Asset Management, Inc.
By the Numbers
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Total Assets Under Management20,261MILLION
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Total Number of Accounts81ACCOUNTS
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Average Account Value$250,135,802
Compensation Options
- A percentage of assets under your management
Advisory Services Offered
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Registered Investment Advisor
The map below shows states where this firm has explicit registration only.
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
Financial Advisors at Spectrum Asset Management, Inc.
No Advisor Found.
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