Stanford Investment Group, Inc.

Stanford Investment Group, Inc. (CRD# 10331) is a financial advisory firm headquartered in Mountain View, CA. They manage $801,210,869 in 985 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    801
    MILLION
  • Total Number of Accounts
    985
    ACCOUNTS
  • Average Account Value
    $813,412
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA

Financial Advisors at Stanford Investment Group, Inc.
Showing 1 - 10 of 11 top financial advisors.
1
Talia S. Pierluissi
CRD#: 5134737
2570 W. El Camino Real, Suite 520, Mountain View, CA 94040
103
Wealthminder
score

Talia provides customized financial planning and wealth building strategies for SIG clients and their families. She brings experience in philanthropic planning from her years in development at the School of Engineering at Stanford University. She later co-founded SearchFox (acquired by Yahoo) and joined Stanford Investment Group in 2005. Her passion for philanthropy and expertise in equity compensation/liquidity event planning empowers clients to make financial decisions that are both wise and personally meaningful.

2
Kaleb K. Paddock
CRD#: 6428919
2570 W. El Camino Real, Suite 520, Mountain View, CA 94040
98
Wealthminder
score
Kaleb Paddock (CRD# 6428919) is an Investment Advisor Representative working at Stanford Investment Group, Inc. in Mountain View, CA and has 1 year of experience in the finance industry.
3
Jeffrey W. Keimer
CRD#: 845620
2570 W. El Camino Real, Suite 520, Mountain View, CA 94040
96
Wealthminder
score

Jeffrey Keimer (CRD# 845620) is an Investment Advisor Representative working at Stanford Investment Group, Inc. in Mountain View, CA and has over 24 years of experience in the finance industry. Jeffrey Keimer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Nayan P. Lapsiwala
CRD#: 5376811
2570 W. El Camino Real, Suite 520, Mountain View, CA 94040
96
Wealthminder
score

Nayan Lapsiwala (CRD# 5376811) is an Investment Advisor Representative working at Stanford Investment Group, Inc. in Mountain View, CA and has over 8 years of experience in the finance industry. Nayan Lapsiwala has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Darryl R. Rae
CRD#: 1148836
2570 W. El Camino Real, Suite 520, Mountain View, CA 94040
96
Wealthminder
score

Darryl Rae (CRD# 1148836) is an Investment Advisor Representative working at Stanford Investment Group, Inc. in Mountain View, CA and has over 17 years of experience in the finance industry. Darryl Rae has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Katherine A. Simmonds
CRD#: 2120022
2570 W. El Camino Real, Suite 520, Mountain View, CA 94040
96
Wealthminder
score

Katherine Simmonds (CRD# 2120022) is an Investment Advisor Representative working at Stanford Investment Group, Inc. in Mountain View, CA and has over 25 years of experience in the finance industry. Katherine Simmonds has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Lisa M. Barnea
CRD#: 1933481
2570 W. El Camino Real, Suite 520, Mountain View, CA 94040
93
Wealthminder
score

Lisa Barnea (CRD# 1933481) is an Investment Advisor Representative working at Stanford Investment Group, Inc. in Mountain View, CA and has over 25 years of experience in the finance industry.

8
Donald M. Finsthwait
CRD#: 208106
2570 W. El Camino Real, Suite 520, Mountain View, CA 94040
93
Wealthminder
score

Donald Finsthwait (CRD# 208106) is an Investment Advisor Representative working at Stanford Investment Group, Inc. in Mountain View, CA and has over 36 years of experience in the finance industry.

9
Natalie A. Morrella
CRD#: 5304494
2570 W. El Camino Real, Suite 520, Mountain View, CA 94040
90
Wealthminder
score

Natalie Morrella (CRD# 5304494) is an Investment Advisor Representative working at Stanford Investment Group, Inc. in Mountain View, CA and has 1 year of experience in the finance industry. Natalie Morrella has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Helen A. Dietz
CRD#: 1268071
2570 W. El Camino Real, Suite 520, Mountain View, CA 94040
87
Wealthminder
score

Helen Dietz (CRD# 1268071) is an Investment Advisor Representative working at Stanford Investment Group, Inc. in Mountain View, CA and has 1 year of experience in the finance industry.

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